DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Ab initio optimization of phonon drag effect for lower-temperature thermoelectric energy conversion

Abstract

Although the thermoelectric figure of merit zT above 300 K has seen significant improvement recently, the progress at lower temperatures has been slow, mainly limited by the relatively low Seebeck coefficient and high thermal conductivity. We report, for the first time to our knowledge, success in first-principles computation of the phonon drag effect—a coupling phenomenon between electrons and nonequilibrium phonons—in heavily doped region and its optimization to enhance the Seebeck coefficient while reducing the phonon thermal conductivity by nanostructuring. Our simulation quantitatively identifies the major phonons contributing to the phonon drag, which are spectrally distinct from those carrying heat, and further reveals that although the phonon drag is reduced in heavily doped samples, a significant contribution to Seebeck coefficient still exists. An ideal phonon filter is proposed to enhance zT of silicon at room temperature by a factor of 20 to ~0.25, and the enhancement can reach 70 times at 100 K. This work opens up a new venue toward better thermoelectrics by harnessing nonequilibrium phonons.

Authors:
 [1];  [1];  [1];  [1];  [2];  [3];  [1]
  1. Department of Mechanical Engineering, Massachusetts Institute of Technology, Cambridge, MA 02139,
  2. Department of Mechanical and Aerospace Engineering, Rutgers University, Piscataway, NJ 08854,, Institute for Advanced Materials, Devices and Nanotechnology, Rutgers University, Piscataway, NJ 08854,
  3. Department of Electrical Engineering and Computer Science, Massachusetts Institute of Technology, Cambridge, MA 02139,, Department of Physics, Massachusetts Institute of Technology, Cambridge, MA 02139
Publication Date:
Research Org.:
Massachusetts Inst. of Technology (MIT), Cambridge, MA (United States); Energy Frontier Research Centers (EFRC) (United States). Solid-State Solar-Thermal Energy Conversion Center (S3TEC)
Sponsoring Org.:
USDOE Office of Science (SC), Basic Energy Sciences (BES)
OSTI Identifier:
1235174
Alternate Identifier(s):
OSTI ID: 1370969
Grant/Contract Number:  
SC0001299/DE-FG02-09ER46577; SC0001299; FG02-09ER46577
Resource Type:
Published Article
Journal Name:
Proceedings of the National Academy of Sciences of the United States of America
Additional Journal Information:
Journal Name: Proceedings of the National Academy of Sciences of the United States of America Journal Volume: 112 Journal Issue: 48; Journal ID: ISSN 0027-8424
Publisher:
Proceedings of the National Academy of Sciences
Country of Publication:
United States
Language:
English
Subject:
42 ENGINEERING; phonon drag; nonequilibrium phonon; electron phonon interaction; thermoelectrics; nanocluster scattering

Citation Formats

Zhou, Jiawei, Liao, Bolin, Qiu, Bo, Huberman, Samuel, Esfarjani, Keivan, Dresselhaus, Mildred S., and Chen, Gang. Ab initio optimization of phonon drag effect for lower-temperature thermoelectric energy conversion. United States: N. p., 2015. Web. doi:10.1073/pnas.1512328112.
Zhou, Jiawei, Liao, Bolin, Qiu, Bo, Huberman, Samuel, Esfarjani, Keivan, Dresselhaus, Mildred S., & Chen, Gang. Ab initio optimization of phonon drag effect for lower-temperature thermoelectric energy conversion. United States. https://doi.org/10.1073/pnas.1512328112
Zhou, Jiawei, Liao, Bolin, Qiu, Bo, Huberman, Samuel, Esfarjani, Keivan, Dresselhaus, Mildred S., and Chen, Gang. Mon . "Ab initio optimization of phonon drag effect for lower-temperature thermoelectric energy conversion". United States. https://doi.org/10.1073/pnas.1512328112.
@article{osti_1235174,
title = {Ab initio optimization of phonon drag effect for lower-temperature thermoelectric energy conversion},
author = {Zhou, Jiawei and Liao, Bolin and Qiu, Bo and Huberman, Samuel and Esfarjani, Keivan and Dresselhaus, Mildred S. and Chen, Gang},
abstractNote = {Although the thermoelectric figure of merit zT above 300 K has seen significant improvement recently, the progress at lower temperatures has been slow, mainly limited by the relatively low Seebeck coefficient and high thermal conductivity. We report, for the first time to our knowledge, success in first-principles computation of the phonon drag effect—a coupling phenomenon between electrons and nonequilibrium phonons—in heavily doped region and its optimization to enhance the Seebeck coefficient while reducing the phonon thermal conductivity by nanostructuring. Our simulation quantitatively identifies the major phonons contributing to the phonon drag, which are spectrally distinct from those carrying heat, and further reveals that although the phonon drag is reduced in heavily doped samples, a significant contribution to Seebeck coefficient still exists. An ideal phonon filter is proposed to enhance zT of silicon at room temperature by a factor of 20 to ~0.25, and the enhancement can reach 70 times at 100 K. This work opens up a new venue toward better thermoelectrics by harnessing nonequilibrium phonons.},
doi = {10.1073/pnas.1512328112},
journal = {Proceedings of the National Academy of Sciences of the United States of America},
number = 48,
volume = 112,
place = {United States},
year = {Mon Nov 16 00:00:00 EST 2015},
month = {Mon Nov 16 00:00:00 EST 2015}
}

Journal Article:
Free Publicly Available Full Text
Publisher's Version of Record
https://doi.org/10.1073/pnas.1512328112

Citation Metrics:
Cited by: 65 works
Citation information provided by
Web of Science

Save / Share:

Works referenced in this record:

Quantitative examination of the thermoelectric power of n ‐type Si in the phonon drag regime
journal, January 1990

  • Behnen, Erwin
  • Journal of Applied Physics, Vol. 67, Issue 1
  • DOI: 10.1063/1.345250

Silicon nanowires as efficient thermoelectric materials
journal, January 2008

  • Boukai, Akram I.; Bunimovich, Yuri; Tahir-Kheli, Jamil
  • Nature, Vol. 451, Issue 7175, p. 168-171
  • DOI: 10.1038/nature06458

Simple models of phonon-drag in 3D and quasi-2D
journal, March 1990


Unified Picture for the Colossal Thermopower Compound FeSb 2
journal, June 2015


Maximally localized Wannier functions: Theory and applications
journal, October 2012

  • Marzari, Nicola; Mostofi, Arash A.; Yates, Jonathan R.
  • Reviews of Modern Physics, Vol. 84, Issue 4
  • DOI: 10.1103/RevModPhys.84.1419

Thermal and Electrical Properties of Heavily Doped Ge‐Si Alloys up to 1300°K
journal, October 1964

  • Dismukes, J. P.; Ekstrom, L.; Steigmeier, E. F.
  • Journal of Applied Physics, Vol. 35, Issue 10
  • DOI: 10.1063/1.1713126

Heat transport in silicon from first-principles calculations
journal, August 2011


Thermal sensors based on the seebeck effect
journal, November 1986


The Scattering of Low-Frequency Lattice Waves by Static Imperfections
journal, December 1955


Seebeck Effect in Germanium
journal, June 1954


Transport in Metals: Effect of the Nonequilibrium Phonons
journal, December 1958


Intrinsic phonon relaxation times from first-principles studies of the thermal conductivities of Si and Ge
journal, February 2010


QUANTUM ESPRESSO: a modular and open-source software project for quantum simulations of materials
journal, September 2009

  • Giannozzi, Paolo; Baroni, Stefano; Bonini, Nicola
  • Journal of Physics: Condensed Matter, Vol. 21, Issue 39, Article No. 395502
  • DOI: 10.1088/0953-8984/21/39/395502

Enhanced thermoelectric performance of rough silicon nanowires
journal, January 2008

  • Hochbaum, Allon I.; Chen, Renkun; Delgado, Raul Diaz
  • Nature, Vol. 451, Issue 7175, p. 163-167
  • DOI: 10.1038/nature06381

Heat Transfer in Thermoelectric Materials and Devices
journal, May 2013

  • Tian, Zhiting; Lee, Sangyeop; Chen, Gang
  • Journal of Heat Transfer, Vol. 135, Issue 6
  • DOI: 10.1115/1.4023585

Thermoelectric power of YBa 2 Cu 3 O 7 δ : Phonon drag and multiband conduction
journal, February 1991


EPW: A program for calculating the electron–phonon coupling using maximally localized Wannier functions
journal, December 2010

  • Noffsinger, Jesse; Giustino, Feliciano; Malone, Brad D.
  • Computer Physics Communications, Vol. 181, Issue 12, p. 2140-2148
  • DOI: 10.1016/j.cpc.2010.08.027

Phonon Drag and Phonon Interactions in n -InSb
journal, August 1965


Seebeck Effect in Silicon
journal, May 1955


Method to extract anharmonic force constants from first principles calculations
journal, April 2008


Convergence of electronic bands for high performance bulk thermoelectrics
journal, May 2011

  • Pei, Yanzhong; Shi, Xiaoya; LaLonde, Aaron
  • Nature, Vol. 473, Issue 7345, p. 66-69
  • DOI: 10.1038/nature09996

Mobility of majority carriers in doped noncompensated silicon
journal, June 1981


Quenched Phonon Drag in Silicon Microcontacts
journal, March 1986


The Seebeck coefficient and phonon drag in silicon
journal, December 2014

  • Mahan, G. D.; Lindsay, L.; Broido, D. A.
  • Journal of Applied Physics, Vol. 116, Issue 24
  • DOI: 10.1063/1.4904925

Theory of the Thermoelectric Power of Semiconductors
journal, December 1954


Theory of phonon drag thermopower
conference, January 1996

  • Klemens, P. G.
  • Fifteenth International Conference on Thermoelectrics. ICT '96, Fifteenth International Conference on Thermoelectrics. Proceedings ICT '96
  • DOI: 10.1109/ICT.1996.553297

Giant negative phonon drag thermopower in pure bismuth
journal, August 1977


Giant thermoelectric Seebeck coefficient of a two-dimensional electron gas in SrTiO3
journal, January 2007

  • Ohta, Hiromichi; Kim, SungWng; Mune, Yoriko
  • Nature Materials, Vol. 6, Issue 2
  • DOI: 10.1038/nmat1821

p-type Bi2Se3 for topological insulator and low-temperature thermoelectric applications
journal, May 2009

  • Hor, Y. S.; Richardella, A.; Roushan, P.
  • Physical Review B, Vol. 79, Issue 19, Article No. 195208
  • DOI: 10.1103/PhysRevB.79.195208

Thermal conductivity and thermoelectric power of heavily doped n-type silicon
journal, March 1970


High-performance bulk thermoelectrics with all-scale hierarchical architectures
journal, September 2012

  • Biswas, Kanishka; He, Jiaqing; Blum, Ivan D.
  • Nature, Vol. 489, Issue 7416, p. 414-418
  • DOI: 10.1038/nature11439

A calculation of the phonon-drag contribution to the thermopower of quasi-2D electrons coupled to 3D phonons. I. General theory
journal, May 1987


Phonon drag effect in nanocomposite FeSb 2
journal, March 2013

  • Pokharel, Mani; Zhao, Huaizhou; Lukas, Kevin
  • MRS Communications, Vol. 3, Issue 1
  • DOI: 10.1557/mrc.2013.7

A calculation of the phonon-drag contribution to the thermopower of quasi-2D electrons coupled to 3D phonons. II. Applications
journal, May 1987


Tuning the Temperature Domain of Phonon Drag in Thin Films by the Choice of Substrate
journal, July 2013


Electron-phonon interaction using Wannier functions
journal, October 2007


Thermoelectric Power of Germanium below Room Temperature
journal, October 1953


XVII. The effect of free electrons on lattice conduction
journal, February 1956


High-Thermoelectric Performance of Nanostructured Bismuth Antimony Telluride Bulk Alloys
journal, May 2008


Thermoelectric Materials: New Approaches to an Old Problem
journal, March 1997

  • Mahan, Gerald; Sales, Brian; Sharp, Jeff
  • Physics Today, Vol. 50, Issue 3
  • DOI: 10.1063/1.881752

Colossal Seebeck coefficient in strongly correlated semiconductor FeSb 2
journal, September 2007


The maximum possible conversion efficiency of silicon‐germanium thermoelectric generators
journal, September 1991

  • Slack, Glen A.; Hussain, Moayyed A.
  • Journal of Applied Physics, Vol. 70, Issue 5
  • DOI: 10.1063/1.349385

Bemerkung zur Elektronentheorie des Ferromagnetismus und der elektrischen Leitf�higkeit
journal, July 1929


Transport properties of silicon
journal, August 1991

  • Weber, L.; Gmelin, E.
  • Applied Physics A Solids and Surfaces, Vol. 53, Issue 2
  • DOI: 10.1007/BF00323873