skip to main content
OSTI.GOV title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Configurational forces in electronic structure calculations using Kohn-Sham density functional theory

Journal Article · · Physical Review. B
 [1];  [1]
  1. University of Michigan, Ann Arbor, MI (United States)

Here we derive the expressions for configurational forces in Kohn-Sham density functional theory, which correspond to the generalized variational force computed as the derivative of the Kohn-Sham energy functional with respect to the position of a material point x. These configurational forces that result from the inner variations of the Kohn-Sham energy functional provide a unified framework to compute atomic forces as well as stress tensor for geometry optimization. Importantly, owing to the variational nature of the formulation, these configurational forces inherently account for the Pulay corrections. The formulation presented in this work treats both pseudopotential and all-electron calculations in a single framework, and employs a local variational real-space formulation of Kohn-Sham density functional theory (DFT) expressed in terms of the nonorthogonal wave functions that is amenable to reduced-order scaling techniques. We demonstrate the accuracy and performance of the proposed configurational force approach on benchmark all-electron and pseudopotential calculations conducted using higher-order finite-element discretization. To this end, we examine the rates of convergence of the finite-element discretization in the computed forces and stresses for various materials systems, and, further, verify the accuracy from finite differencing the energy. Wherever applicable, we also compare the forces and stresses with those obtained from Kohn-Sham DFT calculations employing plane-wave basis (pseudopotential calculations) and Gaussian basis (all-electron calculations). Finally, we verify the accuracy of the forces on large materials systems involving a metallic aluminum nanocluster containing 666 atoms and an alkane chain containing 902 atoms, where the Kohn-Sham electronic ground state is computed using a reduced-order scaling subspace projection technique

Research Organization:
Univ. of Michigan, Ann Arbor, MI (United States)
Sponsoring Organization:
USDOE Office of Science (SC), Basic Energy Sciences (BES); Toyota Research Institute; National Science Foundation (NSF)
Grant/Contract Number:
SC0008637; SC0017380; AC02-05CH11231; 1053145; ACI-1053575
OSTI ID:
1540845
Alternate ID(s):
OSTI ID: 1434184
Journal Information:
Physical Review. B, Vol. 97, Issue 16; ISSN 2469-9950
Publisher:
American Physical Society (APS)Copyright Statement
Country of Publication:
United States
Language:
English
Citation Metrics:
Cited by: 13 works
Citation information provided by
Web of Science

References (81)

The Basic Strategy behind the Derivation of Various ab-initio Force Formulae journal September 1995
Generalized Gradient Approximation Made Simple journal October 1996
Derivation of force theorems in density-functional theory: Application to the full-potential LMTO method journal August 1993
Energy conserving, linear scaling Born-Oppenheimer molecular dynamics journal October 2012
Analytical gradient of the linear combination of Gaussian‐type orbitals—local spin density energy journal June 1989
Adaptive local basis set for Kohn–Sham density functional theory in a discontinuous Galerkin framework II: Force, vibration, and molecular dynamics calculations journal April 2017
Finite element method for solving Kohn–Sham equations based on self-adaptive tetrahedral mesh journal July 2008
Real-space formulation of orbital-free density functional theory using finite-element discretization: The case for Al, Mg, and Al-Mg intermetallics journal July 2015
The Force on an Elastic Singularity journal November 1951
Linear-scaling density-functional theory with Gaussian orbitals and periodic boundary conditions: Efficient evaluation of energy and forces via the fast multipole method journal June 2000
Computational method for general multicenter electronic structure calculations journal June 2000
Finite-element approach to band-structure analysis journal May 1986
“Lagrange Functions”: A Family of Powerful Basis Sets for Real-Space Order- N Electronic Structure Calculations journal October 2004
Total-energy gradients and lattice distortions at point defects in semiconductors journal May 1985
Finite-element method for electronic structure journal March 1989
Advances in methods and algorithms in a modern quantum chemistry program package journal January 2006
From ultrasoft pseudopotentials to the projector augmented-wave method journal January 1999
Momentum-space formalism for the total energy of solids journal November 1979
Effect of cell size on the energetics of vacancies in aluminum studied via orbital-free density functional theory journal September 2010
Finite-difference-pseudopotential method: Electronic structure calculations without a basis journal February 1994
Simple formula for the atomic forces in the augmented-plane-wave method journal July 1989
octopus: a tool for the application of time-dependent density functional theory journal September 2006
An h-adaptive finite element solver for the calculations of the electronic structures journal May 2012
A variationalr-adaption and shape-optimization method for finite-deformation elasticity journal August 2004
Efficacious Form for Model Pseudopotentials journal May 1982
A Kohn–Sham equation solver based on hexahedral finite elements journal April 2012
All-electron formalism for total energy strain derivatives and stress tensor components for numeric atom-centered orbitals journal May 2015
Comment on ‘‘All-electron and pseudopotential force calculations using the linearized-augmented-plane-wave method’’ journal March 1993
Introducing ONETEP : Linear-scaling density functional simulations on parallel computers journal February 2005
Real-space pseudopotential method for computing the electronic properties of periodic systems journal February 2004
First-Principles Calculation of Stress journal February 1983
NWChem: A comprehensive and scalable open-source solution for large scale molecular simulations journal September 2010
Adaptive Finite Element Method for Solving the Exact Kohn−Sham Equation of Density Functional Theory journal March 2009
B-splines and NURBS based finite element methods for Kohn–Sham equations journal October 2012
Large-Scale Electronic-Structure Calculations Based on the Adaptive Finite-Element Method journal November 1998
Beyond the local-density approximation in calculations of ground-state electronic properties journal August 1983
Self-Consistent Equations Including Exchange and Correlation Effects journal November 1965
Stress Formulation in the All-Electron Full-Potential Linearized Augmented Plane Wave Method journal February 2011
Efficient pseudopotentials for plane-wave calculations journal January 1991
Analytical Hartree?Fock gradients with respect to the cell parameter for systems periodic in three dimensions journal July 2004
Higher-order adaptive finite-element methods for orbital-free density functional theory journal August 2012
Classical and enriched finite element formulations for Bloch-periodic boundary conditions journal February 2009
Non-periodic finite-element formulation of Kohn–Sham density functional theory journal February 2010
Adaptive-coordinate real-space electronic-structure calculations for atoms, molecules, and solids journal April 1997
Augmented-plane-wave forces journal November 1990
Electronic-structure calculations based on the finite-element method journal August 1995
Ab initio pseudopotentials for electronic structure calculations of poly-atomic systems using density-functional theory journal June 1999
Forces in Molecules journal August 1939
Special points for Brillouin-zone integrations journal June 1976
First-principles computation of material properties: the ABINIT software project journal November 2002
The SIESTA method for ab initio order- N materials simulation journal March 2002
Finite-element methods in electronic-structure theory journal March 2001
Efficient iterative schemes for ab initio total-energy calculations using a plane-wave basis set journal October 1996
Real-space local polynomial basis for solid-state electronic-structure calculations: A finite-element approach journal May 1999
Stress and pressure within the linearized-augmented plane-wave method journal November 2002
Adaptive finite-element method for electronic-structure calculations journal September 1996
All-electron and pseudopotential force calculations using the linearized-augmented-plane-wave method journal March 1991
Inhomogeneous Electron Gas journal November 1964
Higher-order adaptive finite-element methods for Kohn–Sham density functional theory journal November 2013
Daubechies wavelets for high performance electronic structure calculations: The BigDFT project journal February 2011
Simultaneous Relaxation of Nuclear Geometries and Electric Charge Densities in Electronic Structure Theories journal May 1983
Recent progress with large-scaleab initio calculations: the CONQUEST code journal April 2006
Operator approach in the linearized augmented-plane-wave method: Efficient electronic-structure calculations including forces journal January 1992
Large-scale all-electron density functional theory calculations using an enriched finite-element basis journal January 2017
Ab initio molecular simulations with numeric atom-centered orbitals journal November 2009
Spectrum-splitting approach for Fermi-operator expansion in all-electron Kohn-Sham DFT calculations journal January 2017
All-electron density functional theory and time-dependent density functional theory with high-order finite elements journal January 2009
Ground State of the Electron Gas by a Stochastic Method journal August 1980
Full-potential linear-muffin-tin-orbital method for calculating total energies and forces journal November 1992
Finite element methods in ab initio electronic structure calculations journal April 2005
Real-space mesh techniques in density-functional theory journal October 2000
Quasi-continuum orbital-free density-functional theory: A route to multi-million atom non-periodic DFT calculation journal April 2007
Linear-scaling subspace-iteration algorithm with optimally localized nonorthogonal wave functions for Kohn-Sham density functional theory journal March 2009
Self-interaction correction to density-functional approximations for many-electron systems journal May 1981
Thermal Properties of the Inhomogeneous Electron Gas journal March 1965
A sublinear-scaling approach to density-functional-theory analysis of crystal defects journal October 2016
Implementation of the projector augmented-wave method in the ABINIT code: Application to the study of iron under pressure journal April 2008
Adaptive local basis set for Kohn–Sham density functional theory in a discontinuous Galerkin framework I: Total energy calculation journal February 2012
Subquadratic-scaling subspace projection method for large-scale Kohn-Sham density functional theory calculations using spectral finite-element discretization journal September 2014
Stresses in semiconductors: Ab initio calculations on Si, Ge, and GaAs journal September 1985
Iterative Procedures for Nonlinear Integral Equations journal October 1965