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Handling/Access Restriction Markings for Controlled Unclassified Information in STI Products

Handling/Access Restriction Markings in STI ProductsFor certain types of protected STI, there may be specific handling and access restriction markings. Please refer to Protected STI for details on Controlled Unclassified Information (CUI) and CUI marking guidelines. Copyrighted Material Export Cont...rolled Information (ECI) Limited Rights Data Patent Caution Proprietary Data Protected Battery Information Protected CRADA Information Small Business Innovation Research (SBIR) / Small Business Technology Transfer (STTR) Naval Nuclear Propulsion Information - Unclassified Unclassified Controlled Nuclear Information Copyrighted MaterialMaterial that is copyrighted may be subject to restrictions on reproduction (copying, either in paper or electronically); distribution, by sale or otherwise, in paper or electronically; the preparation of derivative works, including translations; public display of the material; and public performance of the material. Handling/Access Restriction Marking: Refer to STI and Copyright for detailed information and appropriate handling/access restriction markings. Export Controlled InformationThis is information containing technical data as defined in and controlled by U.S. export control statutes. In accordance with DOE Acquisition Guide - Chapter 3.3 (link is external), ECI must be clearly identified to ensure appropriate handling of such information by potential recipients. Information designated as ECI is given controlled distribution to prevent unauthorized release to foreign countries, organizations, or individuals. Handling/Access Restriction Marking: EXPORT CONTROLLED INFORMATIONContains technical information whose export is restricted by (insert). Violations may result in administrative, civil, and/or criminal penalties. Limit dissemination to U.S. persons. The cognizant program manager must approve other dissemination. This notice shall not be separated from the attached document. Reviewer(Signature) Date Limited Rights DataData, other than computer software, that embody trade secrets or are commercial or financial and confidential or privileged, to the extent that such data pertain to items, components, or processes developed at private expense, including minor modifications. Handling/Access Restriction Marking: LIMITED RIGHTS NOTICE These data are submitted with limited rights under Government Contract No. [number] (and subcontract [number], if appropriate). These data may be reproduced and used by the Government with the express limitation that they will not, without written permission of the Contractor, be used for purposes of manufacture nor disclosed outside the Government; except that the Government may disclose these data outside the Government for the following purposes, if any; provided that the Government makes such disclosure subject to prohibition against further use and disclosure: [Agencies may list additional purposes or if none, so state.] This notice shall be marked on any reproduction of these data, in whole or in part. Patent CautionFederal agencies are authorized to withhold from public disclosure any invention in which the Government owns or may own a right, title, or interest, for a reasonable length of time so that a patent application can be filed. Handling/Access Restriction Marking: PATENT CAUTION This product may contain patentable subject matter protected from unauthorized disclosure under U.S. Patent Law (35 U.S.C. 205). No further dissemination outside of the Government without the approval of the Assistant General Counsel for Intellectual Property, U.S. Department of Energy. Proprietary DataInformation developed exclusively at private expense and contains information not owned by the Government. Examples of proprietary information include, but are not limited to, company financial data, insurance coverage, cost information, proprietary technical data, limited rights data, and restricted computer software. Handling/Access Restriction Marking: See Limited Rights Data for technical data. Protected Battery InformationIn accordance with Public Law 102-381, Title II, 106 Stat. 1405 (link is external), products containing Protected Battery Information must be clearly marked with the Protected Battery Information handling/access restriction marking to prevent disclosure of such information. Handling/Access Restriction Marking: PROTECTED BATTERY INFORMATION This product contains Protected Battery Information which was produced under Contract/CRADA No. [number] and is not to be further disclosed for a period of up to five years after the completion of the individual project, or not prior to [date]. Protected CRADA InformationInformation produced in the performance of a CRADA that is marked as being Protected CRADA Information by a party to the agreement and that would have been proprietary information had it been obtained from a non-Federal entity. It may be protected for a period up to 5 years from the date it was produced, except as expressly provided for in the CRADA. For additional information and guidance on CRADAs, see Cooperative Research and Development Agreements (CRADA). Handling/Access Restriction Marking: PROTECTED CRADA INFORMATION This document contains protected CRADA information which was produced on [date] under CRADA No. [number] and is not to be further disclosed for a period of [not to exceed 5 years] from the date it was produced except as expressly provided for in the CRADA. Small Business Innovation Research (SBIR) / Small Business Technology Transfer (STTR)Data first produced by a grantee that is a small business firm in performance of a small business innovation research grant issued under the authority of 15 U.S.C. 631 (Pub. L. 102-564, Small Business Research and Development Enhancement Act of 1992) (link is external), which data are not generally known, and which data without obligation to its confidentiality have not been made available to others by the grantee or are not already available to the Government. Handling/Access Restriction Marking: SBIR/STTR Rights Notice (JAN 2015) These SBIR/STTR data are furnished with SBIR/STTR rights under Award No. ________ (and subaward ________, if appropriate). Unless the Government obtains permission from the Recipient otherwise, the Government will protect SBIR/STTR data from nongovernmental use and from disclosure outside the Government, except for purposes of review, for a period starting at the receipt of the SBIR/STTR data and ending after 4 years, unless extended in accordance with 48 CFR 27.409(h), from the delivery of the last technical deliverable under this award. In order for SBIR/STTR data to be extended by an SBIR/STTR Phase III award, the Recipient must properly notify DOE's Office of Scientific and Technical Information (OSTI) before the end of the previous protection period. After the protection period, the Government has a paid-up license to use, and to authorize others to use on its behalf, these data for Government purposes, but is relieved of all disclosure prohibitions and assumes no liability for unauthorized use of these data by third parties. This notice shall be affixed to any reproductions of these data, in whole or in part. 20 YEAR SBIR/STTR DATA RIGHTS (2019) Funding Agreement No. ________ (e.g. DE-SC000nnnn) Award Date ________ (Block 27 on the Assistance Agreement) SBIR/STTR Protection Period: Twenty years from Award Date SBIR/STTR Awardee ________ This report contains SBIR/STTR Data to which the Federal Government has received SBIR/STTR Technical Data Rights or SBIR/STTR Computer Software Rights during the SBIR/STTR Protection Period and Unlimited Rights afterwards, as defined in the Funding Agreement. Any reproductions of SBIR/STTR Data must include this legend. Naval Nuclear Propulsion Information-UnclassifiedUnclassified or classified information concerning the design, arrangement, development, manufacture, testing, operation, administration, training, maintenance, and repair of propulsion plants of naval nuclear-powered ships and prototypes, including the associated shipboard and shore-based nuclear support facilities. Unclassified Naval Nuclear Propulsion Information (NNPI), is marked and handled as NOFORN, and may not be released publicly or for dissemination to foreign governments, foreign nationals, or any individual or activity not engaged in work for the naval reactors program. It is handled in accordance with Chief of Naval Operations Instruction N9210.3, Safeguarding of Naval Nuclear Propulsion Information, and is protected by export control requirements and statute. Handling/Access Restriction Marking: NOFORN (U-NNPI) This document is subject to special export controls, and each transmittal to foreign governments or foreign nationals may be made only with the approval of the Naval Sea Systems Command. Unclassified Controlled Nuclear InformationThe unauthorized dissemination of Unclassified Controlled Nuclear Information (UCNI) is prohibited under Section 148 of the Atomic Energy Act of 1954, as amended. UCNI is identified and controlled as directed in DOE Order 471.1B, Identification and Protection of Unclassified Controlled Nuclear Information; and Title 10, Code of Federal Regulations, Part 1017, Identification and Protection of Unclassified Controlled Nuclear Information. For marking requirements refer to DOE Order 471.1B, and 10 CFR 1017.16 and 1017.17. Handling/Access Restriction Marking: See also Classified and UCNI.

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