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Title: First Constraints on Light Sterile Neutrino Oscillations from Combined Appearance and Disappearance Searches with the MicroBooNE Detector

Abstract

We present a search for eV-scale sterile neutrino oscillations in the MicroBooNE liquid argon detector, simultaneously considering all possible appearance and disappearance effects within the 3+1 active-to-sterile neutrino oscillation framework. We analyze the neutrino candidate events for the recent measurements of charged-current $$\nu_e$$ and $$\nu_{\mu}$$ interactions in the MicroBooNE detector, using data corresponding to an exposure of 6.37 x 1020 protons on target from the Fermilab booster neutrino beam. We observe no evidence of light sterile neutrino oscillations and derive exclusion contours at the 95% confidence level in the plane of the mass-squared splitting Δm$$^2_{41}$$ and the sterile neutrino mixing angles $$\theta_{\mu e}$$ and $$\theta_{ee}$$, excluding part of the parameter space allowed by experimental anomalies. Cancellation of $$\nu_e$$ appearance and $$\nu_e$$ disappearance effects due to the full 3+1 treatment of the analysis leads to a degeneracy when determining the oscillation parameters, which is discussed in this paper and will be addressed by future analyses.

Authors:
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Publication Date:
Research Org.:
Fermi National Accelerator Laboratory (FNAL), Batavia, IL (United States); Los Alamos National Laboratory (LANL), Los Alamos, NM (United States); SLAC National Accelerator Laboratory (SLAC), Menlo Park, CA (United States); Brookhaven National Laboratory (BNL), Upton, NY (United States); Virginia Polytechnic Institute and State University (Virginia Tech), Blacksburg, VA (United States)
Sponsoring Org.:
USDOE Office of Science (SC), High Energy Physics (HEP); USDOE Office of Science (SC), Nuclear Physics (NP); USDOE Laboratory Directed Research and Development (LDRD) Program; USDOE National Nuclear Security Administration (NNSA)
Contributing Org.:
MicroBooNE Collaboration
OSTI Identifier:
1908002
Alternate Identifier(s):
OSTI ID: 1895402; OSTI ID: 1905223; OSTI ID: 1909563; OSTI ID: 2242415; OSTI ID: 2281524
Report Number(s):
FERMILAB-PUB-22-750-ND; arXiv:2210.10216; BNL-223799-2022-JAAM; LA-UR-23-20160; LA-UR-23-31064
Journal ID: ISSN 0031-9007; PRLTAO; 011801
Grant/Contract Number:  
AC02-07CH11359; SC0012704; 89233218CNA000001; SC0023471
Resource Type:
Published Article
Journal Name:
Physical Review Letters
Additional Journal Information:
Journal Name: Physical Review Letters Journal Volume: 130 Journal Issue: 1; Journal ID: ISSN 0031-9007
Publisher:
American Physical Society
Country of Publication:
United States
Language:
English
Subject:
72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS; neutrino oscillations; neutrinos; sterile neutrinos; atomic, nuclear and particle physics; sterile neutrino oscillations

Citation Formats

Abratenko, P., Andrade Aldana, D., Anthony, J., Arellano, L., Asaadi, J., Ashkenazi, A., Balasubramanian, S., Baller, B., Barr, G., Barrow, J., Basque, V., Bathe-Peters, L., Benevides Rodrigues, O., Berkman, S., Bhanderi, A., Bhattacharya, M., Bishai, M., Blake, A., Bogart, B., Bolton, T., Book, J. Y., Camilleri, L., Caratelli, D., Caro Terrazas, I., Cavanna, F., Cerati, G., Chen, Y., Conrad, J. M., Convery, M., Cooper-Troendle, L., Crespo-Anadón, J. I., Del Tutto, M., Dennis, S. R., Detje, P., Devitt, A., Diurba, R., Dorrill, R., Duffy, K., Dytman, S., Eberly, B., Ereditato, A., Evans, J. J., Fine, R., Finnerud, O. G., Foreman, W., Fleming, B. T., Foppiani, N., Franco, D., Furmanski, A. P., Garcia-Gamez, D., Gardiner, S., Ge, G., Gollapinni, S., Goodwin, O., Gramellini, E., Green, P., Greenlee, H., Gu, W., Guenette, R., Guzowski, P., Hagaman, L., Hen, O., Hicks, R., Hilgenberg, C., Horton-Smith, G. A., Irwin, B., Itay, R., James, C., Ji, X., Jiang, L., Jo, J. H., Johnson, R. A., Jwa, Y. -J., Kalra, D., Kamp, N., Karagiorgi, G., Ketchum, W., Kirby, M., Kobilarcik, T., Kreslo, I., Leibovitch, M. B., Lepetic, I., Li, J. -Y., Li, K., Li, Y., Lin, K., Littlejohn, B. R., Louis, W. C., Luo, X., Manivannan, K., Mariani, C., Marsden, D., Marshall, J., Martinez, N., Martinez Caicedo, D. A., Mason, K., Mastbaum, A., McConkey, N., Meddage, V., Miller, K., Mills, J., Mogan, A., Mohayai, T., Mooney, M., Moor, A. F., Moore, C. D., Mora Lepin, L., Mousseau, J., Mulleriababu, S., Naples, D., Navrer-Agasson, A., Nayak, N., Nebot-Guinot, M., Nowak, J., Nunes, M., Oza, N., Palamara, O., Pallat, N., Paolone, V., Papadopoulou, A., Papavassiliou, V., Parkinson, H. B., Pate, S. F., Patel, N., Pavlovic, Z., Piasetzky, E., Ponce-Pinto, I. D., Pophale, I., Prince, S., Qian, X., Raaf, J. L., Radeka, V., Reggiani-Guzzo, M., Ren, L., Rochester, L., Rodriguez Rondon, J., Rosenberg, M., Ross-Lonergan, M., Rudolf von Rohr, C., Scanavini, G., Schmitz, D. W., Schukraft, A., Seligman, W., Shaevitz, M. H., Sharankova, R., Shi, J., Smith, A., Snider, E. L., Soderberg, M., Söldner-Rembold, S., Spitz, J., Stancari, M., St. John, J., Strauss, T., Sword-Fehlberg, S., Szelc, A. M., Tang, W., Taniuchi, N., Terao, K., Thorpe, C., Torbunov, D., Totani, D., Toups, M., Tsai, Y. -T., Tyler, J., Uchida, M. A., Usher, T., Viren, B., Weber, M., Wei, H., White, A. J., Williams, Z., Wolbers, S., Wongjirad, T., Wospakrik, M., Wresilo, K., Wright, N., Wu, W., Yandel, E., Yang, T., Yates, L. E., Yu, H. W., Zeller, G. P., Zennamo, J., Zhang, C., and MicroBooNE Collaboration. First Constraints on Light Sterile Neutrino Oscillations from Combined Appearance and Disappearance Searches with the MicroBooNE Detector. United States: N. p., 2023. Web. doi:10.1103/PhysRevLett.130.011801.
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Abratenko, P., Andrade Aldana, D., Anthony, J., Arellano, L., Asaadi, J., Ashkenazi, A., Balasubramanian, S., Baller, B., Barr, G., Barrow, J., Basque, V., Bathe-Peters, L., Benevides Rodrigues, O., Berkman, S., Bhanderi, A., Bhattacharya, M., Bishai, M., Blake, A., Bogart, B., Bolton, T., Book, J. Y., Camilleri, L., Caratelli, D., Caro Terrazas, I., Cavanna, F., Cerati, G., Chen, Y., Conrad, J. M., Convery, M., Cooper-Troendle, L., Crespo-Anadón, J. I., Del Tutto, M., Dennis, S. R., Detje, P., Devitt, A., Diurba, R., Dorrill, R., Duffy, K., Dytman, S., Eberly, B., Ereditato, A., Evans, J. J., Fine, R., Finnerud, O. G., Foreman, W., Fleming, B. T., Foppiani, N., Franco, D., Furmanski, A. P., Garcia-Gamez, D., Gardiner, S., Ge, G., Gollapinni, S., Goodwin, O., Gramellini, E., Green, P., Greenlee, H., Gu, W., Guenette, R., Guzowski, P., Hagaman, L., Hen, O., Hicks, R., Hilgenberg, C., Horton-Smith, G. A., Irwin, B., Itay, R., James, C., Ji, X., Jiang, L., Jo, J. H., Johnson, R. A., Jwa, Y. -J., Kalra, D., Kamp, N., Karagiorgi, G., Ketchum, W., Kirby, M., Kobilarcik, T., Kreslo, I., Leibovitch, M. B., Lepetic, I., Li, J. -Y., Li, K., Li, Y., Lin, K., Littlejohn, B. R., Louis, W. C., Luo, X., Manivannan, K., Mariani, C., Marsden, D., Marshall, J., Martinez, N., Martinez Caicedo, D. A., Mason, K., Mastbaum, A., McConkey, N., Meddage, V., Miller, K., Mills, J., Mogan, A., Mohayai, T., Mooney, M., Moor, A. F., Moore, C. D., Mora Lepin, L., Mousseau, J., Mulleriababu, S., Naples, D., Navrer-Agasson, A., Nayak, N., Nebot-Guinot, M., Nowak, J., Nunes, M., Oza, N., Palamara, O., Pallat, N., Paolone, V., Papadopoulou, A., Papavassiliou, V., Parkinson, H. B., Pate, S. F., Patel, N., Pavlovic, Z., Piasetzky, E., Ponce-Pinto, I. D., Pophale, I., Prince, S., Qian, X., Raaf, J. L., Radeka, V., Reggiani-Guzzo, M., Ren, L., Rochester, L., Rodriguez Rondon, J., Rosenberg, M., Ross-Lonergan, M., Rudolf von Rohr, C., Scanavini, G., Schmitz, D. W., Schukraft, A., Seligman, W., Shaevitz, M. H., Sharankova, R., Shi, J., Smith, A., Snider, E. L., Soderberg, M., Söldner-Rembold, S., Spitz, J., Stancari, M., St. John, J., Strauss, T., Sword-Fehlberg, S., Szelc, A. M., Tang, W., Taniuchi, N., Terao, K., Thorpe, C., Torbunov, D., Totani, D., Toups, M., Tsai, Y. -T., Tyler, J., Uchida, M. A., Usher, T., Viren, B., Weber, M., Wei, H., White, A. J., Williams, Z., Wolbers, S., Wongjirad, T., Wospakrik, M., Wresilo, K., Wright, N., Wu, W., Yandel, E., Yang, T., Yates, L. E., Yu, H. W., Zeller, G. P., Zennamo, J., Zhang, C., & MicroBooNE Collaboration. First Constraints on Light Sterile Neutrino Oscillations from Combined Appearance and Disappearance Searches with the MicroBooNE Detector. United States. https://doi.org/10.1103/PhysRevLett.130.011801
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Abratenko, P., Andrade Aldana, D., Anthony, J., Arellano, L., Asaadi, J., Ashkenazi, A., Balasubramanian, S., Baller, B., Barr, G., Barrow, J., Basque, V., Bathe-Peters, L., Benevides Rodrigues, O., Berkman, S., Bhanderi, A., Bhattacharya, M., Bishai, M., Blake, A., Bogart, B., Bolton, T., Book, J. Y., Camilleri, L., Caratelli, D., Caro Terrazas, I., Cavanna, F., Cerati, G., Chen, Y., Conrad, J. M., Convery, M., Cooper-Troendle, L., Crespo-Anadón, J. I., Del Tutto, M., Dennis, S. R., Detje, P., Devitt, A., Diurba, R., Dorrill, R., Duffy, K., Dytman, S., Eberly, B., Ereditato, A., Evans, J. J., Fine, R., Finnerud, O. G., Foreman, W., Fleming, B. T., Foppiani, N., Franco, D., Furmanski, A. P., Garcia-Gamez, D., Gardiner, S., Ge, G., Gollapinni, S., Goodwin, O., Gramellini, E., Green, P., Greenlee, H., Gu, W., Guenette, R., Guzowski, P., Hagaman, L., Hen, O., Hicks, R., Hilgenberg, C., Horton-Smith, G. A., Irwin, B., Itay, R., James, C., Ji, X., Jiang, L., Jo, J. H., Johnson, R. A., Jwa, Y. -J., Kalra, D., Kamp, N., Karagiorgi, G., Ketchum, W., Kirby, M., Kobilarcik, T., Kreslo, I., Leibovitch, M. B., Lepetic, I., Li, J. -Y., Li, K., Li, Y., Lin, K., Littlejohn, B. R., Louis, W. C., Luo, X., Manivannan, K., Mariani, C., Marsden, D., Marshall, J., Martinez, N., Martinez Caicedo, D. A., Mason, K., Mastbaum, A., McConkey, N., Meddage, V., Miller, K., Mills, J., Mogan, A., Mohayai, T., Mooney, M., Moor, A. F., Moore, C. D., Mora Lepin, L., Mousseau, J., Mulleriababu, S., Naples, D., Navrer-Agasson, A., Nayak, N., Nebot-Guinot, M., Nowak, J., Nunes, M., Oza, N., Palamara, O., Pallat, N., Paolone, V., Papadopoulou, A., Papavassiliou, V., Parkinson, H. B., Pate, S. F., Patel, N., Pavlovic, Z., Piasetzky, E., Ponce-Pinto, I. D., Pophale, I., Prince, S., Qian, X., Raaf, J. L., Radeka, V., Reggiani-Guzzo, M., Ren, L., Rochester, L., Rodriguez Rondon, J., Rosenberg, M., Ross-Lonergan, M., Rudolf von Rohr, C., Scanavini, G., Schmitz, D. W., Schukraft, A., Seligman, W., Shaevitz, M. H., Sharankova, R., Shi, J., Smith, A., Snider, E. L., Soderberg, M., Söldner-Rembold, S., Spitz, J., Stancari, M., St. John, J., Strauss, T., Sword-Fehlberg, S., Szelc, A. M., Tang, W., Taniuchi, N., Terao, K., Thorpe, C., Torbunov, D., Totani, D., Toups, M., Tsai, Y. -T., Tyler, J., Uchida, M. A., Usher, T., Viren, B., Weber, M., Wei, H., White, A. J., Williams, Z., Wolbers, S., Wongjirad, T., Wospakrik, M., Wresilo, K., Wright, N., Wu, W., Yandel, E., Yang, T., Yates, L. E., Yu, H. W., Zeller, G. P., Zennamo, J., Zhang, C., and MicroBooNE Collaboration. Thu . "First Constraints on Light Sterile Neutrino Oscillations from Combined Appearance and Disappearance Searches with the MicroBooNE Detector". United States. https://doi.org/10.1103/PhysRevLett.130.011801.
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@article{osti_1908002,
title = {First Constraints on Light Sterile Neutrino Oscillations from Combined Appearance and Disappearance Searches with the MicroBooNE Detector},
author = {Abratenko, P. and Andrade Aldana, D. and Anthony, J. and Arellano, L. and Asaadi, J. and Ashkenazi, A. and Balasubramanian, S. and Baller, B. and Barr, G. and Barrow, J. and Basque, V. and Bathe-Peters, L. and Benevides Rodrigues, O. and Berkman, S. and Bhanderi, A. and Bhattacharya, M. and Bishai, M. and Blake, A. and Bogart, B. and Bolton, T. and Book, J. Y. and Camilleri, L. and Caratelli, D. and Caro Terrazas, I. and Cavanna, F. and Cerati, G. and Chen, Y. and Conrad, J. M. and Convery, M. and Cooper-Troendle, L. and Crespo-Anadón, J. I. and Del Tutto, M. and Dennis, S. R. and Detje, P. and Devitt, A. and Diurba, R. and Dorrill, R. and Duffy, K. and Dytman, S. and Eberly, B. and Ereditato, A. and Evans, J. J. and Fine, R. and Finnerud, O. G. and Foreman, W. and Fleming, B. T. and Foppiani, N. and Franco, D. and Furmanski, A. P. and Garcia-Gamez, D. and Gardiner, S. and Ge, G. and Gollapinni, S. and Goodwin, O. and Gramellini, E. and Green, P. and Greenlee, H. and Gu, W. and Guenette, R. and Guzowski, P. and Hagaman, L. and Hen, O. and Hicks, R. and Hilgenberg, C. and Horton-Smith, G. A. and Irwin, B. and Itay, R. and James, C. and Ji, X. and Jiang, L. and Jo, J. H. and Johnson, R. A. and Jwa, Y. -J. and Kalra, D. and Kamp, N. and Karagiorgi, G. and Ketchum, W. and Kirby, M. and Kobilarcik, T. and Kreslo, I. and Leibovitch, M. B. and Lepetic, I. and Li, J. -Y. and Li, K. and Li, Y. and Lin, K. and Littlejohn, B. R. and Louis, W. C. and Luo, X. and Manivannan, K. and Mariani, C. and Marsden, D. and Marshall, J. and Martinez, N. and Martinez Caicedo, D. A. and Mason, K. and Mastbaum, A. and McConkey, N. and Meddage, V. and Miller, K. and Mills, J. and Mogan, A. and Mohayai, T. and Mooney, M. and Moor, A. F. and Moore, C. D. and Mora Lepin, L. and Mousseau, J. and Mulleriababu, S. and Naples, D. and Navrer-Agasson, A. and Nayak, N. and Nebot-Guinot, M. and Nowak, J. and Nunes, M. and Oza, N. and Palamara, O. and Pallat, N. and Paolone, V. and Papadopoulou, A. and Papavassiliou, V. and Parkinson, H. B. and Pate, S. F. and Patel, N. and Pavlovic, Z. and Piasetzky, E. and Ponce-Pinto, I. D. and Pophale, I. and Prince, S. and Qian, X. and Raaf, J. L. and Radeka, V. and Reggiani-Guzzo, M. and Ren, L. and Rochester, L. and Rodriguez Rondon, J. and Rosenberg, M. and Ross-Lonergan, M. and Rudolf von Rohr, C. and Scanavini, G. and Schmitz, D. W. and Schukraft, A. and Seligman, W. and Shaevitz, M. H. and Sharankova, R. and Shi, J. and Smith, A. and Snider, E. L. and Soderberg, M. and Söldner-Rembold, S. and Spitz, J. and Stancari, M. and St. John, J. and Strauss, T. and Sword-Fehlberg, S. and Szelc, A. M. and Tang, W. and Taniuchi, N. and Terao, K. and Thorpe, C. and Torbunov, D. and Totani, D. and Toups, M. and Tsai, Y. -T. and Tyler, J. and Uchida, M. A. and Usher, T. and Viren, B. and Weber, M. and Wei, H. and White, A. J. and Williams, Z. and Wolbers, S. and Wongjirad, T. and Wospakrik, M. and Wresilo, K. and Wright, N. and Wu, W. and Yandel, E. and Yang, T. and Yates, L. E. and Yu, H. W. and Zeller, G. P. and Zennamo, J. and Zhang, C. and MicroBooNE Collaboration},
abstractNote = {We present a search for eV-scale sterile neutrino oscillations in the MicroBooNE liquid argon detector, simultaneously considering all possible appearance and disappearance effects within the 3+1 active-to-sterile neutrino oscillation framework. We analyze the neutrino candidate events for the recent measurements of charged-current $\nu_e$ and $\nu_{\mu}$ interactions in the MicroBooNE detector, using data corresponding to an exposure of 6.37 x 1020 protons on target from the Fermilab booster neutrino beam. We observe no evidence of light sterile neutrino oscillations and derive exclusion contours at the 95% confidence level in the plane of the mass-squared splitting Δm$^2_{41}$ and the sterile neutrino mixing angles $\theta_{\mu e}$ and $\theta_{ee}$, excluding part of the parameter space allowed by experimental anomalies. Cancellation of $\nu_e$ appearance and $\nu_e$ disappearance effects due to the full 3+1 treatment of the analysis leads to a degeneracy when determining the oscillation parameters, which is discussed in this paper and will be addressed by future analyses.},
doi = {10.1103/PhysRevLett.130.011801},
journal = {Physical Review Letters},
number = 1,
volume = 130,
place = {United States},
year = {Thu Jan 05 00:00:00 EST 2023},
month = {Thu Jan 05 00:00:00 EST 2023}
}
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  • Nuclear Instruments and Methods in Physics Research Section A: Accelerators, Spectrometers, Detectors and Associated Equipment, Vol. 806
  • DOI: 10.1016/j.nima.2015.08.063

eV-Scale Sterile Neutrino Search Using Eight Years of Atmospheric Muon Neutrino Data from the IceCube Neutrino Observatory
journal, September 2020

Prospects for beyond the Standard Model physics searches at the Deep Underground Neutrino Experiment: DUNE Collaboration
journal, April 2021

Atmospheric neutrino oscillation analysis with external constraints in Super-Kamiokande I-IV
journal, April 2018

Reactor antineutrino anomaly in light of recent flux model refinements
journal, June 2022

Reactor antineutrino anomaly
journal, April 2011

Erratum to: Asymptotic formulae for likelihood-based tests of new physics
journal, July 2013

Geant4—a simulation toolkit
journal, July 2003

  • Agostinelli, S.; Allison, J.; Amako, K.
  • Nuclear Instruments and Methods in Physics Research Section A: Accelerators, Spectrometers, Detectors and Associated Equipment, Vol. 506, Issue 3
  • DOI: 10.1016/S0168-9002(03)01368-8

Presentation of search results: the CL s technique
journal, September 2002

Asymptotic formulae for likelihood-based tests of new physics
journal, February 2011

eV-Scale Sterile Neutrinos
journal, October 2019

Precision Constraints for Three-Flavor Neutrino Oscillations from the Full MINOS + and MINOS Dataset
journal, September 2020

Recent highlights from GENIE v3
journal, December 2021

New results from the DANSS experiment
journal, December 2020

Unified approach to the classical statistical analysis of small signals
journal, April 1998

Updated MiniBooNE neutrino oscillation results with increased data and new background studies
journal, March 2021

The Short-Baseline Neutrino Program at Fermilab
journal, October 2019

Quasi-sterile neutrinos from dark sectors. Part I. BSM matter effects in neutrino oscillations and the short-baseline anomalies.
journal, August 2022

  • Alves, Daniele S. M.; Louis, William C.; deNiverville, Patrick G.
  • Journal of High Energy Physics, Vol. 2022, Issue 8
  • DOI: 10.1007/JHEP08(2022)034
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