DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Studying drought-induced forest mortality using high spatiotemporal resolution evapotranspiration data from thermal satellite imaging

Abstract

Drought can have pervasive and wide-spread impacts to forest health, as evidenced in several severe events occurring over the recent decades. Extensive forest die-off due to drought can impair the ecological functioning of forests, impacting habitat, water yield and quality from forested lands, and altering forest fire dynamics and intensity. Satellite remote sensing provides an effective means for detecting and monitoring spatial patterns of forest mortality over large areas, exploiting free and open long-term image archives available at a range in spatial and temporal resolutions. While remotely sensed surface reflectances and vegetation indices have been widely used to study optical response of forest canopies to drought events, retrievals of evapotranspiration (ET) derived from thermal satellite imagery – particularly at resolutions approaching crown scale - can provide insights into cumulative tree stresses that can incite disease and trigger mortality. In this study, we applied a multi-sensor satellite data fusion approach to estimate daily 30-m resolution ET and an associated Evaporative Stress Index (ESI) to study drought-induced mortality in a temperate forest at the Missouri Ozark AmeriFlux (MOFLUX) site, located in the central United States. The study covered the period from 2010 to 2014, including an exceptional drought year of 2012. Modeledmore » ET agreed well with eddy flux measurements from the MOFLUX tower, with average monthly relative errors of 15%. Plot-scale ESI, describing temporal anomalies in the ratio of actual-to-reference ET, was used as an index of relative forest health to investigate relationships between forest mortality and drought severity. ESI showed good agreement with observed predawn leaf water potential, especially during the drought year. Furthermore, plot-scale ESI was also correlated with the subsequent year's tree mortality, suggesting the importance of considering the forest health condition prior to drought when studying drought-induced forest impacts. This study demonstrates the utility of multi-year ET remote sensing data at the stand or plot scale as an indicator of forest health and as a predictor of future mortality due to drought.« less

Authors:
 [1];  [2];  [2];  [3]; ORCiD logo [4];  [5]
  1. Univ. of Maryland, College Park, MD (United States). Earth System Science Interdisciplinary Center; USDA-ARS Hydrology and Remote Sensing Lab., Beltsville, MD (United States)
  2. USDA-ARS Hydrology and Remote Sensing Lab., Beltsville, MD (United States)
  3. Univ. of Missouri, Columbia, MO (United States)
  4. Oak Ridge National Lab. (ORNL), Oak Ridge, TN (United States)
  5. NASA Marshall Space Flight Center (MSFC), Huntsville, AL (United States)
Publication Date:
Research Org.:
Oak Ridge National Lab. (ORNL), Oak Ridge, TN (United States)
Sponsoring Org.:
USDOE Office of Science (SC), Biological and Environmental Research (BER); National Aeronautics and Space Administration (NASA)
OSTI Identifier:
1820775
Grant/Contract Number:  
AC05-00OR22725; NNH17ZDA001
Resource Type:
Accepted Manuscript
Journal Name:
Remote Sensing of Environment
Additional Journal Information:
Journal Volume: 265; Journal Issue: 112640; Journal ID: ISSN 0034-4257
Publisher:
Elsevier
Country of Publication:
United States
Language:
English
Subject:
54 ENVIRONMENTAL SCIENCES; evapotranspiration; forest; drought; mortality; thermal imaging; remote sensing

Citation Formats

Yang, Yun, Anderson, Martha C., Gao, Feng, Wood, Jeffrey D., Gu, Lianhong, and Hain, Christopher. Studying drought-induced forest mortality using high spatiotemporal resolution evapotranspiration data from thermal satellite imaging. United States: N. p., 2021. Web. doi:10.1016/j.rse.2021.112640.
Yang, Yun, Anderson, Martha C., Gao, Feng, Wood, Jeffrey D., Gu, Lianhong, & Hain, Christopher. Studying drought-induced forest mortality using high spatiotemporal resolution evapotranspiration data from thermal satellite imaging. United States. https://doi.org/10.1016/j.rse.2021.112640
Yang, Yun, Anderson, Martha C., Gao, Feng, Wood, Jeffrey D., Gu, Lianhong, and Hain, Christopher. Wed . "Studying drought-induced forest mortality using high spatiotemporal resolution evapotranspiration data from thermal satellite imaging". United States. https://doi.org/10.1016/j.rse.2021.112640. https://www.osti.gov/servlets/purl/1820775.
@article{osti_1820775,
title = {Studying drought-induced forest mortality using high spatiotemporal resolution evapotranspiration data from thermal satellite imaging},
author = {Yang, Yun and Anderson, Martha C. and Gao, Feng and Wood, Jeffrey D. and Gu, Lianhong and Hain, Christopher},
abstractNote = {Drought can have pervasive and wide-spread impacts to forest health, as evidenced in several severe events occurring over the recent decades. Extensive forest die-off due to drought can impair the ecological functioning of forests, impacting habitat, water yield and quality from forested lands, and altering forest fire dynamics and intensity. Satellite remote sensing provides an effective means for detecting and monitoring spatial patterns of forest mortality over large areas, exploiting free and open long-term image archives available at a range in spatial and temporal resolutions. While remotely sensed surface reflectances and vegetation indices have been widely used to study optical response of forest canopies to drought events, retrievals of evapotranspiration (ET) derived from thermal satellite imagery – particularly at resolutions approaching crown scale - can provide insights into cumulative tree stresses that can incite disease and trigger mortality. In this study, we applied a multi-sensor satellite data fusion approach to estimate daily 30-m resolution ET and an associated Evaporative Stress Index (ESI) to study drought-induced mortality in a temperate forest at the Missouri Ozark AmeriFlux (MOFLUX) site, located in the central United States. The study covered the period from 2010 to 2014, including an exceptional drought year of 2012. Modeled ET agreed well with eddy flux measurements from the MOFLUX tower, with average monthly relative errors of 15%. Plot-scale ESI, describing temporal anomalies in the ratio of actual-to-reference ET, was used as an index of relative forest health to investigate relationships between forest mortality and drought severity. ESI showed good agreement with observed predawn leaf water potential, especially during the drought year. Furthermore, plot-scale ESI was also correlated with the subsequent year's tree mortality, suggesting the importance of considering the forest health condition prior to drought when studying drought-induced forest impacts. This study demonstrates the utility of multi-year ET remote sensing data at the stand or plot scale as an indicator of forest health and as a predictor of future mortality due to drought.},
doi = {10.1016/j.rse.2021.112640},
journal = {Remote Sensing of Environment},
number = 112640,
volume = 265,
place = {United States},
year = {Wed Aug 18 00:00:00 EDT 2021},
month = {Wed Aug 18 00:00:00 EDT 2021}
}

Works referenced in this record:

A Landsat time series approach to characterize bark beetle and defoliator impacts on tree mortality and surface fuels in conifer forests
journal, December 2011

  • Meigs, Garrett W.; Kennedy, Robert E.; Cohen, Warren B.
  • Remote Sensing of Environment, Vol. 115, Issue 12
  • DOI: 10.1016/j.rse.2011.09.009

Surveying mountain pine beetle damage of forests: A review of remote sensing opportunities
journal, January 2006

  • Wulder, Michael A.; Dymond, Caren C.; White, Joanne C.
  • Forest Ecology and Management, Vol. 221, Issue 1-3
  • DOI: 10.1016/j.foreco.2005.09.021

Environmental controls on water use efficiency during severe drought in an Ozark Forest in Missouri, USA: ENVIRONMENTAL CONTROL ON WATER USE EFFICIENCY
journal, December 2009


Assessing the Evolution of Soil Moisture and Vegetation Conditions during a Flash Drought–Flash Recovery Sequence over the South-Central United States
journal, March 2019

  • Otkin, Jason A.; Zhong, Yafang; Hunt, Eric D.
  • Journal of Hydrometeorology, Vol. 20, Issue 3
  • DOI: 10.1175/JHM-D-18-0171.1

Field-scale mapping of evaporative stress indicators of crop yield: An application over Mead, NE, USA
journal, June 2018


Evaluation of Drought Indices Based on Thermal Remote Sensing of Evapotranspiration over the Continental United States
journal, April 2011

  • Anderson, Martha C.; Hain, Christopher; Wardlow, Brian
  • Journal of Climate, Vol. 24, Issue 8
  • DOI: 10.1175/2010JCLI3812.1

Progressive forest canopy water loss during the 2012–2015 California drought
journal, December 2015

  • Asner, Gregory P.; Brodrick, Philip G.; Anderson, Christopher B.
  • Proceedings of the National Academy of Sciences, Vol. 113, Issue 2
  • DOI: 10.1073/pnas.1523397113

Comprehensive comparison of gap-filling techniques for eddy covariance net carbon fluxes
journal, December 2007


Mapping forest vegetation using Landsat TM imagery and a canopy reflectance model
journal, December 1994


A forest vulnerability index based on drought and high temperatures
journal, February 2016


Upscaling Flux Observations from Local to Continental Scales Using Thermal Remote Sensing
journal, January 2007

  • Anderson, Martha C.; Kustas, William P.; Norman, John M.
  • Agronomy Journal, Vol. 99, Issue 1
  • DOI: 10.2134/agronj2005.0096S

Mapping daily evapotranspiration at field to continental scales using geostationary and polar orbiting satellite imagery
journal, January 2011

  • Anderson, M. C.; Kustas, W. P.; Norman, J. M.
  • Hydrology and Earth System Sciences, Vol. 15, Issue 1
  • DOI: 10.5194/hess-15-223-2011

Ecosystem dynamics and management after forest die-off: a global synthesis with conceptual state-and-transition models
journal, December 2017

  • Cobb, Richard C.; Ruthrof, Katinka X.; Breshears, David D.
  • Ecosphere, Vol. 8, Issue 12
  • DOI: 10.1002/ecs2.2034

Monitoring daily evapotranspiration over two California vineyards using Landsat 8 in a multi-sensor data fusion approach
journal, November 2016

  • Semmens, Kathryn A.; Anderson, Martha C.; Kustas, William P.
  • Remote Sensing of Environment, Vol. 185
  • DOI: 10.1016/j.rse.2015.10.025

Intercomparison of Soil Moisture, Evaporative Stress, and Vegetation Indices for Estimating Corn and Soybean Yields Over the U.S.
journal, April 2017

  • Mladenova, Iliana E.; Bolten, John D.; Crow, Wade T.
  • IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing, Vol. 10, Issue 4
  • DOI: 10.1109/JSTARS.2016.2639338

The influence of drought on red oak group species growth and mortality in the Missouri Ozarks
journal, July 1995

  • Jenkins, Michael A.; Pallardy, Stephen G.
  • Canadian Journal of Forest Research, Vol. 25, Issue 7
  • DOI: 10.1139/x95-124

Drought-sensitivity ranking of deciduous tree species based on thermal imaging of forest canopies
journal, December 2011

  • Scherrer, Daniel; Bader, Martin Karl-Friedrich; Körner, Christian
  • Agricultural and Forest Meteorology, Vol. 151, Issue 12
  • DOI: 10.1016/j.agrformet.2011.06.019

Examining the Relationship between Drought Development and Rapid Changes in the Evaporative Stress Index
journal, June 2014

  • Otkin, Jason A.; Anderson, Martha C.; Hain, Christopher
  • Journal of Hydrometeorology, Vol. 15, Issue 3
  • DOI: 10.1175/JHM-D-13-0110.1

Flash Droughts: A Review and Assessment of the Challenges Imposed by Rapid-Onset Droughts in the United States
journal, May 2018

  • Otkin, Jason A.; Svoboda, Mark; Hunt, Eric D.
  • Bulletin of the American Meteorological Society, Vol. 99, Issue 5
  • DOI: 10.1175/BAMS-D-17-0149.1

Comparison of soil organic matter dynamics at five temperate deciduous forests with physical fractionation and radiocarbon measurements
journal, May 2012

  • McFarlane, Karis J.; Torn, Margaret S.; Hanson, Paul J.
  • Biogeochemistry, Vol. 112, Issue 1-3
  • DOI: 10.1007/s10533-012-9740-1

Monitoring land surface albedo and vegetation dynamics using high spatial and temporal resolution synthetic time series from Landsat and the MODIS BRDF/NBAR/albedo product
journal, July 2017

  • Wang, Zhuosen; Schaaf, Crystal B.; Sun, Qingsong
  • International Journal of Applied Earth Observation and Geoinformation, Vol. 59
  • DOI: 10.1016/j.jag.2017.03.008

Water-quality impacts from climate-induced forest die-off
journal, October 2012

  • Mikkelson, Kristin M.; Dickenson, Eric R. V.; Maxwell, Reed M.
  • Nature Climate Change, Vol. 3, Issue 3
  • DOI: 10.1038/nclimate1724

Remote sensing of surface energy fluxes at 10 1 -m pixel resolutions : REMOTE SENSING OF SURFACE ENERGY FLUXES
journal, August 2003

  • Norman, J. M.; Anderson, M. C.; Kustas, W. P.
  • Water Resources Research, Vol. 39, Issue 8
  • DOI: 10.1029/2002WR001775

Plant Responses to Water Stress
journal, June 1973


From The Cover: Drought stress and carbon uptake in an Amazon forest measured with spaceborne imaging spectroscopy
journal, April 2004

  • Asner, G. P.; Nepstad, D.; Cardinot, G.
  • Proceedings of the National Academy of Sciences, Vol. 101, Issue 16
  • DOI: 10.1073/pnas.0400168101

Source approach for estimating soil and vegetation energy fluxes in observations of directional radiometric surface temperature
journal, December 1995


Field-Scale Assessment of Land and Water Use Change over the California Delta Using Remote Sensing
journal, June 2018

  • Anderson, Martha; Gao, Feng; Knipper, Kyle
  • Remote Sensing, Vol. 10, Issue 6
  • DOI: 10.3390/rs10060889

Assessing the evolution of soil moisture and vegetation conditions during the 2012 United States flash drought
journal, March 2016


How do stomata respond to water status?
journal, June 2019


Acclimation and Adaptive Responses of Woody Plants to Environmental Stresses
journal, April 2002


Sharpening ECOSTRESS and VIIRS land surface temperature using harmonized Landsat-Sentinel surface reflectances
journal, December 2020


The control of stomata by water balance: Tansley review
journal, August 2005


A multi-species synthesis of physiological mechanisms in drought-induced tree mortality
journal, August 2017

  • Adams, Henry D.; Zeppel, Melanie J. B.; Anderegg, William R. L.
  • Nature Ecology & Evolution, Vol. 1, Issue 9
  • DOI: 10.1038/s41559-017-0248-x

A data fusion approach for mapping daily evapotranspiration at field scale: Data Fusion Approach for Mapping Daily ET
journal, August 2013

  • Cammalleri, C.; Anderson, M. C.; Gao, F.
  • Water Resources Research, Vol. 49, Issue 8
  • DOI: 10.1002/wrcr.20349

Satellite-based vegetation optical depth as an indicator of drought-driven tree mortality
journal, June 2019


Continuous change detection and classification of land cover using all available Landsat data
journal, March 2014


Global products of vegetation leaf area and fraction absorbed PAR from year one of MODIS data
journal, November 2002


Influences of biomass heat and biochemical energy storages on the land surface fluxes and radiative temperature
journal, January 2007

  • Gu, Lianhong; Meyers, Tilden; Pallardy, Stephen G.
  • Journal of Geophysical Research, Vol. 112, Issue D2
  • DOI: 10.1029/2006JD007425

Tree Death as an Ecological Process
journal, September 1987

  • Franklin, Jerry F.; Shugart, H. H.; Harmon, Mark E.
  • BioScience, Vol. 37, Issue 8
  • DOI: 10.2307/1310665

Challenges for the operational detection of mountain pine beetle green attack with remote sensing
journal, January 2009

  • Wulder, Michael A.; White, Joanne C.; Carroll, Allan L.
  • The Forestry Chronicle, Vol. 85, Issue 1
  • DOI: 10.5558/tfc85032-1

Consequences of widespread tree mortality triggered by drought and temperature stress
journal, September 2012

  • Anderegg, William R. L.; Kane, Jeffrey M.; Anderegg, Leander D. L.
  • Nature Climate Change, Vol. 3, Issue 1
  • DOI: 10.1038/nclimate1635

On the blending of the Landsat and MODIS surface reflectance: predicting daily Landsat surface reflectance
journal, August 2006

  • Feng Gao, ; Masek, J.; Schwaller, M.
  • IEEE Transactions on Geoscience and Remote Sensing, Vol. 44, Issue 8
  • DOI: 10.1109/TGRS.2006.872081

Investigating water use over the C hoptank R iver W atershed using a multisatellite data fusion approach
journal, July 2017

  • Sun, Liang; Anderson, Martha C.; Gao, Feng
  • Water Resources Research, Vol. 53, Issue 7
  • DOI: 10.1002/2017WR020700

Drought characteristics' role in widespread aspen forest mortality across Colorado, USA
journal, March 2013

  • Anderegg, Leander D. L.; Anderegg, William R. L.; Abatzoglou, John
  • Global Change Biology, Vol. 19, Issue 5
  • DOI: 10.1111/gcb.12146

An assessment of several linear change detection techniques for mapping forest mortality using multitemporal landsat TM data
journal, April 1996


Mechanisms of plant survival and mortality during drought: why do some plants survive while others succumb to drought?
journal, June 2008


Interoperability of ECOSTRESS and Landsat for mapping evapotranspiration time series at sub-field scales
journal, January 2021


Remote sensing of forest die-off in the Anthropocene: From plant ecophysiology to canopy structure
journal, September 2019

  • Huang, Cho-ying; Anderegg, William R. L.; Asner, Gregory P.
  • Remote Sensing of Environment, Vol. 231
  • DOI: 10.1016/j.rse.2019.111233

Mapping and monitoring conifer mortality using remote sensing in the Lake Tahoe Basin
journal, December 1994


A Two-Source Time-Integrated Model for Estimating Surface Fluxes Using Thermal Infrared Remote Sensing
journal, May 1997


Drought Adaptation Mechanisms Should Guide Experimental Design
journal, August 2016


A Data Mining Approach for Sharpening Thermal Satellite Imagery over Land
journal, October 2012

  • Gao, Feng; Kustas, William; Anderson, Martha
  • Remote Sensing, Vol. 4, Issue 11
  • DOI: 10.3390/rs4113287

Impact of Tile Drainage on Evapotranspiration in South Dakota, USA, Based on High Spatiotemporal Resolution Evapotranspiration Time Series From a Multisatellite Data Fusion System
journal, June 2017

  • Yang, Yun; Anderson, Martha; Gao, Feng
  • IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing, Vol. 10, Issue 6
  • DOI: 10.1109/JSTARS.2017.2680411

Comparison of satellite-derived LAI and precipitation anomalies over Brazil with a thermal infrared-based Evaporative Stress Index for 2003–2013
journal, July 2015


Daily Landsat-scale evapotranspiration estimation over a forested landscape in North Carolina, USA, using multi-satellite data fusion
journal, January 2017

  • Yang, Yun; Anderson, Martha C.; Gao, Feng
  • Hydrology and Earth System Sciences, Vol. 21, Issue 2
  • DOI: 10.5194/hess-21-1017-2017

Beyond the extreme: recovery of carbon and water relations in woody plants following heat and drought stress
journal, May 2019


Thermal Remote Sensing of Drought and Evapotranspiration
journal, January 2008

  • Anderson, Martha; Kustas, William
  • Eos, Transactions American Geophysical Union, Vol. 89, Issue 26
  • DOI: 10.1029/2008EO260001

On underestimation of global vulnerability to tree mortality and forest die-off from hotter drought in the Anthropocene
journal, August 2015

  • Allen, Craig D.; Breshears, David D.; McDowell, Nate G.
  • Ecosphere, Vol. 6, Issue 8
  • DOI: 10.1890/ES15-00203.1

Tree mortality predicted from drought-induced vascular damage
journal, March 2015

  • Anderegg, William R. L.; Flint, Alan; Huang, Cho-ying
  • Nature Geoscience, Vol. 8, Issue 5
  • DOI: 10.1038/ngeo2400

Gap filling strategies for defensible annual sums of net ecosystem exchange
journal, March 2001


A Multiscale Remote Sensing Model for Disaggregating Regional Fluxes to Micrometeorological Scales
journal, April 2004


Assessment of QuickBird high spatial resolution imagery to detect red attack damage due to mountain pine beetle infestation
journal, July 2006

  • Coops, Nicholas C.; Johnson, Matt; Wulder, Michael A.
  • Remote Sensing of Environment, Vol. 103, Issue 1
  • DOI: 10.1016/j.rse.2006.03.012

Relationships between the evaporative stress index and winter wheat and spring barley yield anomalies in the Czech Republic
journal, October 2016

  • Anderson, Mc; Hain, Cr; Jurecka, F.
  • Climate Research, Vol. 70, Issue 2
  • DOI: 10.3354/cr01411

Using MODIS Land Surface Temperature and Normalized Difference Vegetation Index products for monitoring drought in the southern Great Plains, USA
journal, January 2004


Monitoring large areas for forest change using Landsat: Generalization across space, time and Landsat sensors
journal, October 2001


The Evaporative Stress Index as an indicator of agricultural drought in Brazil: An assessment based on crop yield impacts
journal, March 2016

  • Anderson, Martha C.; Zolin, Cornelio A.; Sentelhas, Paulo C.
  • Remote Sensing of Environment, Vol. 174
  • DOI: 10.1016/j.rse.2015.11.034

An Intercomparison of Drought Indicators Based on Thermal Remote Sensing and NLDAS-2 Simulations with U.S. Drought Monitor Classifications
journal, August 2013

  • Anderson, Martha C.; Hain, Christopher; Otkin, Jason
  • Journal of Hydrometeorology, Vol. 14, Issue 4
  • DOI: 10.1175/JHM-D-12-0140.1

Direct and indirect effects of atmospheric conditions and soil moisture on surface energy partitioning revealed by a prolonged drought at a temperate forest site
journal, January 2006

  • Gu, Lianhong; Meyers, Tilden; Pallardy, Stephen G.
  • Journal of Geophysical Research, Vol. 111, Issue D16
  • DOI: 10.1029/2006JD007161

Potential of remote sensing to predict species invasions: A modelling perspective
journal, March 2015

  • Rocchini, Duccio; Andreo, Veronica; Förster, Michael
  • Progress in Physical Geography: Earth and Environment, Vol. 39, Issue 3
  • DOI: 10.1177/0309133315574659

Long-term climate and competition explain forest mortality patterns under extreme drought
journal, December 2016

  • Young, Derek J. N.; Stevens, Jens T.; Earles, J. Mason
  • Ecology Letters, Vol. 20, Issue 1
  • DOI: 10.1111/ele.12711

Overview of the radiometric and biophysical performance of the MODIS vegetation indices
journal, November 2002


Examining Rapid Onset Drought Development Using the Thermal Infrared–Based Evaporative Stress Index
journal, August 2013

  • Otkin, Jason A.; Anderson, Martha C.; Hain, Christopher
  • Journal of Hydrometeorology, Vol. 14, Issue 4
  • DOI: 10.1175/JHM-D-12-0144.1