DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Isolating the Roles of Hydrogen Exposure and Trace Carbon Contamination on the Formation of Active Catalyst Populations for Carbon Nanotube Growth

Abstract

Limited understanding of the factors influencing the yield of carbon nanotubes (CNTs) relative to the number of catalyst particles remains an important barrier to their large-scale production with high quality, and to tailoring CNT properties for applications. This lack of understanding is evident in the frequent use of Edisonian approaches to give high-yield CNT growth, and in the sometimes-confusing influence of trace residues on the reactor walls. In order to create conditions wherein CNT yield is reproducible and to enable large-scale and reliable CNT synthesis, it is imperative to understand—fundamentally—how these common practices impact catalytic activity and thus CNT number density. In this paper, we use ambient pressure-X-ray photoelectron spectroscopy (AP-XPS) to reveal the influence of carbon and hydrogen on the coupling between catalyst reduction and CNT nucleation, from an iron catalyst film. We observe a positive correlation between the degree of catalyst reduction and the density of vertically aligned CNTs (forests), verifying that effective catalyst reduction is critical to CNT nucleation and to the resulting CNT growth yield. We demonstrate that the extent of catalyst reduction is the reason for low CNT number density and for lack of self-organization, lift-off, and growth of CNT forests. We also show thatmore » hydrocarbon byproducts from consecutive growths can facilitate catalyst reduction and increase CNT number density significantly. These findings suggest that common practices used in the field—such as reactor preconditioning—aid in the reduction of the catalyst population, thus improving CNT number density and enabling the growth of dense forests. Finally, our results also motivate future work using AP-XPS and complementary metrology tools to optimize CNT growth conditions according to the catalyst chemical state.« less

Authors:
ORCiD logo [1]; ORCiD logo [2];  [3]; ORCiD logo [4]; ORCiD logo [2]; ORCiD logo [5]; ORCiD logo [6]; ORCiD logo [7];  [2]; ORCiD logo [7]; ORCiD logo [8];  [3]
  1. Air Force Research Laboratory, Wright-Patterson Air Force Base, Dayton, OH (United States); Brookhaven National Lab. (BNL), Upton, NY (United States)
  2. Brookhaven National Lab. (BNL), Upton, NY (United States)
  3. Air Force Research Laboratory, Wright-Patterson Air Force Base, Dayton, OH (United States)
  4. Air Force Research Laboratory, Wright-Patterson Air Force Base, Dayton, OH (United States); UES, Inc., Dayton, OH (United States)
  5. Columbia Univ., New York, NY (United States)
  6. Vanderbilt Univ., Nashville, TN (United States)
  7. Massachusetts Inst. of Technology (MIT), Cambridge, MA (United States)
  8. Brookhaven National Lab. (BNL), Upton, NY (United States); Univ. of Pennsylvania, Philadelphia, PA (United States)
Publication Date:
Research Org.:
Brookhaven National Laboratory (BNL), Upton, NY (United States)
Sponsoring Org.:
USDOE Office of Science (SC), Basic Energy Sciences (BES)
OSTI Identifier:
1571415
Report Number(s):
BNL-212227-2019-JAAM
Journal ID: ISSN 1936-0851; TRN: US2001057
Grant/Contract Number:  
SC0012704; SC0010795
Resource Type:
Accepted Manuscript
Journal Name:
ACS Nano
Additional Journal Information:
Journal Volume: 13; Journal Issue: 8; Journal ID: ISSN 1936-0851
Publisher:
American Chemical Society (ACS)
Country of Publication:
United States
Language:
English
Subject:
77 NANOSCIENCE AND NANOTECHNOLOGY; 36 MATERIALS SCIENCE; carbon nanotubes; nucleation success rate; CNT number density; iron oxide; ambient pressure XPS

Citation Formats

Carpena-Núñez, Jennifer, Boscoboinik, Jorge Anibal, Saber, Sammy, Rao, Rahul, Zhong, Jian-Qiang, Maschmann, Matthew R., Kidambi, Piran R., Dee, Nicholas T., Zakharov, Dmitri N., Hart, A. John, Stach, Eric A., and Maruyama, Benji. Isolating the Roles of Hydrogen Exposure and Trace Carbon Contamination on the Formation of Active Catalyst Populations for Carbon Nanotube Growth. United States: N. p., 2019. Web. doi:10.1021/acsnano.9b01382.
Carpena-Núñez, Jennifer, Boscoboinik, Jorge Anibal, Saber, Sammy, Rao, Rahul, Zhong, Jian-Qiang, Maschmann, Matthew R., Kidambi, Piran R., Dee, Nicholas T., Zakharov, Dmitri N., Hart, A. John, Stach, Eric A., & Maruyama, Benji. Isolating the Roles of Hydrogen Exposure and Trace Carbon Contamination on the Formation of Active Catalyst Populations for Carbon Nanotube Growth. United States. https://doi.org/10.1021/acsnano.9b01382
Carpena-Núñez, Jennifer, Boscoboinik, Jorge Anibal, Saber, Sammy, Rao, Rahul, Zhong, Jian-Qiang, Maschmann, Matthew R., Kidambi, Piran R., Dee, Nicholas T., Zakharov, Dmitri N., Hart, A. John, Stach, Eric A., and Maruyama, Benji. Mon . "Isolating the Roles of Hydrogen Exposure and Trace Carbon Contamination on the Formation of Active Catalyst Populations for Carbon Nanotube Growth". United States. https://doi.org/10.1021/acsnano.9b01382. https://www.osti.gov/servlets/purl/1571415.
@article{osti_1571415,
title = {Isolating the Roles of Hydrogen Exposure and Trace Carbon Contamination on the Formation of Active Catalyst Populations for Carbon Nanotube Growth},
author = {Carpena-Núñez, Jennifer and Boscoboinik, Jorge Anibal and Saber, Sammy and Rao, Rahul and Zhong, Jian-Qiang and Maschmann, Matthew R. and Kidambi, Piran R. and Dee, Nicholas T. and Zakharov, Dmitri N. and Hart, A. John and Stach, Eric A. and Maruyama, Benji},
abstractNote = {Limited understanding of the factors influencing the yield of carbon nanotubes (CNTs) relative to the number of catalyst particles remains an important barrier to their large-scale production with high quality, and to tailoring CNT properties for applications. This lack of understanding is evident in the frequent use of Edisonian approaches to give high-yield CNT growth, and in the sometimes-confusing influence of trace residues on the reactor walls. In order to create conditions wherein CNT yield is reproducible and to enable large-scale and reliable CNT synthesis, it is imperative to understand—fundamentally—how these common practices impact catalytic activity and thus CNT number density. In this paper, we use ambient pressure-X-ray photoelectron spectroscopy (AP-XPS) to reveal the influence of carbon and hydrogen on the coupling between catalyst reduction and CNT nucleation, from an iron catalyst film. We observe a positive correlation between the degree of catalyst reduction and the density of vertically aligned CNTs (forests), verifying that effective catalyst reduction is critical to CNT nucleation and to the resulting CNT growth yield. We demonstrate that the extent of catalyst reduction is the reason for low CNT number density and for lack of self-organization, lift-off, and growth of CNT forests. We also show that hydrocarbon byproducts from consecutive growths can facilitate catalyst reduction and increase CNT number density significantly. These findings suggest that common practices used in the field—such as reactor preconditioning—aid in the reduction of the catalyst population, thus improving CNT number density and enabling the growth of dense forests. Finally, our results also motivate future work using AP-XPS and complementary metrology tools to optimize CNT growth conditions according to the catalyst chemical state.},
doi = {10.1021/acsnano.9b01382},
journal = {ACS Nano},
number = 8,
volume = 13,
place = {United States},
year = {Mon Jul 22 00:00:00 EDT 2019},
month = {Mon Jul 22 00:00:00 EDT 2019}
}

Journal Article:
Free Publicly Available Full Text
Publisher's Version of Record

Citation Metrics:
Cited by: 22 works
Citation information provided by
Web of Science

Figures / Tables:

Figure 1 Figure 1: Experimental procedure and exemplary data collected along each stage of the experiment. (a-d) Schematic representation of the reduction of iron catalyst films and particle formation. (e-f) Schematic representation of CNT growth on the population of reduced catalyst particles. (g) AP-XPS spectra for the Fe 2p and C 1smore » core level spectra at multiple stages of the experiment described in the schematic. The reduction onsets 1 and 2 mark the conversion of the oxide film to a more reduced state, as indicated by the chemical states in the Fe 2p core level spectra (Fe3+, Fe2+, and Fe0).« less

Save / Share:

Works referenced in this record:

Carbon Nanotubes: Present and Future Commercial Applications
journal, January 2013

  • De Volder, Michael F. L.; Tawfick, Sameh H.; Baughman, Ray H.
  • Science, Vol. 339, Issue 6119
  • DOI: 10.1126/science.1222453

Strong, Light, Multifunctional Fibers of Carbon Nanotubes with Ultrahigh Conductivity
journal, January 2013


Toward Large Arrays of Multiplex Functionalized Carbon Nanotube Sensors for Highly Sensitive and Selective Molecular Detection
journal, March 2003

  • Qi, Pengfei; Vermesh, Ophir; Grecu, Mihai
  • Nano Letters, Vol. 3, Issue 3
  • DOI: 10.1021/nl034010k

Extreme Oxygen Sensitivity of Electronic Properties of Carbon Nanotubes
journal, March 2000


Super-tough carbon-nanotube fibres
journal, June 2003

  • Dalton, Alan B.; Collins, Steve; Muñoz, Edgar
  • Nature, Vol. 423, Issue 6941
  • DOI: 10.1038/423703a

Multifunctional Carbon Nanotube Yarns by Downsizing an Ancient Technology
journal, November 2004


Growth of Ultrahigh Density Vertically Aligned Carbon Nanotube Forests for Interconnects
journal, December 2010

  • Esconjauregui, Santiago; Fouquet, Martin; Bayer, Bernhard C.
  • ACS Nano, Vol. 4, Issue 12
  • DOI: 10.1021/nn1025675

General Rules Governing the Highly Efficient Growth of Carbon Nanotubes
journal, September 2009

  • Futaba, Don N.; Goto, Jundai; Yasuda, Satoshi
  • Advanced Materials, Vol. 21, Issue 47
  • DOI: 10.1002/adma.200901257

The Influence of Catalyst Chemical State and Morphology on Carbon Nanotube Growth
journal, June 2004

  • de los Arcos, Teresa; Garnier, Michael Gunnar; Seo, Jin Won
  • The Journal of Physical Chemistry B, Vol. 108, Issue 23
  • DOI: 10.1021/jp049495v

The Influence of Catalyst's Oxidation Degree on Carbon Nanotube Growth as a Substrate-Independent Parameter
journal, October 2007

  • de los Arcos, Teresa; Oelhafen, Peter; Thommen, Verena
  • The Journal of Physical Chemistry C, Vol. 111, Issue 44
  • DOI: 10.1021/jp074928q

In situ Observations of Catalyst Dynamics during Surface-Bound Carbon Nanotube Nucleation
journal, March 2007

  • Hofmann, Stephan; Sharma, Renu; Ducati, Caterina
  • Nano Letters, Vol. 7, Issue 3
  • DOI: 10.1021/nl0624824

In-situ X-ray Photoelectron Spectroscopy Study of Catalyst−Support Interactions and Growth of Carbon Nanotube Forests
journal, July 2008

  • Mattevi, Cecilia; Wirth, Christoph Tobias; Hofmann, Stephan
  • The Journal of Physical Chemistry C, Vol. 112, Issue 32
  • DOI: 10.1021/jp802474g

Surface-bound chemical vapour deposition of carbon nanotubes: In situ study of catalyst activation
journal, May 2008

  • Mattevi, C.; Hofmann, S.; Cantoro, M.
  • Physica E: Low-dimensional Systems and Nanostructures, Vol. 40, Issue 7
  • DOI: 10.1016/j.physe.2007.10.024

State of Transition Metal Catalysts During Carbon Nanotube Growth
journal, January 2009

  • Hofmann, Stephan; Blume, Raoul; Wirth, Christoph T.
  • The Journal of Physical Chemistry C, Vol. 113, Issue 5
  • DOI: 10.1021/jp808560p

State of the catalyst during carbon nanotube growth
journal, May 2009


Manipulation of the catalyst-support interactions for inducing nanotube forest growth
journal, February 2011

  • Esconjauregui, S.; Fouquet, M.; Bayer, B. C.
  • Journal of Applied Physics, Vol. 109, Issue 4
  • DOI: 10.1063/1.3549813

In Situ Study of Iron Catalysts for Carbon Nanotube Growth Using X-Ray Diffraction Analysis
journal, March 2004

  • Nishimura, Kenji; Okazaki, Nobuharu; Pan, Lujun
  • Japanese Journal of Applied Physics, Vol. 43, Issue No. 4A
  • DOI: 10.1143/JJAP.43.L471

In situ evidence for chirality-dependent growth rates of individual carbon nanotubes
journal, January 2012

  • Rao, Rahul; Liptak, David; Cherukuri, Tonya
  • Nature Materials, Vol. 11, Issue 3
  • DOI: 10.1038/nmat3231

Revealing the Impact of Catalyst Phase Transition on Carbon Nanotube Growth by in Situ Raman Spectroscopy
journal, January 2013

  • Rao, Rahul; Pierce, Neal; Liptak, David
  • ACS Nano, Vol. 7, Issue 2
  • DOI: 10.1021/nn304064u

Discovery of Wall-Selective Carbon Nanotube Growth Conditions via Automated Experimentation
journal, October 2014

  • Nikolaev, Pavel; Hooper, Daylond; Perea-López, Nestor
  • ACS Nano, Vol. 8, Issue 10
  • DOI: 10.1021/nn503347a

Insights into carbon nanotube nucleation: Cap formation governed by catalyst interfacial step flow
journal, October 2014

  • Rao, Rahul; Sharma, Renu; Abild-Pedersen, Frank
  • Scientific Reports, Vol. 4, Issue 1
  • DOI: 10.1038/srep06510

Catalyst and catalyst support morphology evolution in single-walled carbon nanotube supergrowth: Growth deceleration and termination
journal, October 2010

  • Kim, Seung Min; Pint, Cary L.; Amama, Placidus B.
  • Journal of Materials Research, Vol. 25, Issue 10
  • DOI: 10.1557/JMR.2010.0264

Real-Time Imaging of Self-Organization and Mechanical Competition in Carbon Nanotube Forest Growth
journal, November 2016

  • Balakrishnan, Viswanath; Bedewy, Mostafa; Meshot, Eric R.
  • ACS Nano, Vol. 10, Issue 12
  • DOI: 10.1021/acsnano.6b07251

Population Growth Dynamics of Carbon Nanotubes
journal, October 2011

  • Bedewy, Mostafa; Meshot, Eric R.; Reinker, Michael J.
  • ACS Nano, Vol. 5, Issue 11
  • DOI: 10.1021/nn203144f

High-Speed in Situ X-ray Scattering of Carbon Nanotube Film Nucleation and Self-Organization
journal, May 2012

  • Meshot, Eric R.; Verploegen, Eric; Bedewy, Mostafa
  • ACS Nano, Vol. 6, Issue 6
  • DOI: 10.1021/nn300758f

Quantifying the Hierarchical Order in Self-Aligned Carbon Nanotubes from Atomic to Micrometer Scale
journal, April 2017


Effects of catalyst film thickness on plasma-enhanced carbon nanotube growth
journal, August 2005

  • Hofmann, S.; Cantoro, M.; Kleinsorge, B.
  • Journal of Applied Physics, Vol. 98, Issue 3
  • DOI: 10.1063/1.1989432

Tuning of Vertically-Aligned Carbon Nanotube Diameter and Areal Density through Catalyst Pre-Treatment
journal, November 2008

  • Nessim, Gilbert D.; Hart, A. John; Kim, Jin S.
  • Nano Letters, Vol. 8, Issue 11
  • DOI: 10.1021/nl801437c

XPS and Raman characterization of single-walled carbon nanotubes grown from pretreated Fe 2 O 3 nanoparticles
journal, July 2008

  • Amama, Placidus B.; Zemlyanov, Dmitry; Sundarakannan, B.
  • Journal of Physics D: Applied Physics, Vol. 41, Issue 16
  • DOI: 10.1088/0022-3727/41/16/165306

Influence of Alumina Type on the Evolution and Activity of Alumina-Supported Fe Catalysts in Single-Walled Carbon Nanotube Carpet Growth
journal, January 2010

  • Amama, Placidus B.; Pint, Cary L.; Kim, Seung Min
  • ACS Nano, Vol. 4, Issue 2
  • DOI: 10.1021/nn901700u

Revealing the Secret of Water-Assisted Carbon Nanotube Synthesis by Microscopic Observation of the Interaction of Water on the Catalysts
journal, December 2008

  • Yamada, Takeo; Maigne, Alan; Yudasaka, Masako
  • Nano Letters, Vol. 8, Issue 12
  • DOI: 10.1021/nl801981m

Ultra-high-yield growth of vertical single-walled carbon nanotubes: Hidden roles of hydrogen and oxygen
journal, November 2005

  • Zhang, G.; Mann, D.; Zhang, L.
  • Proceedings of the National Academy of Sciences, Vol. 102, Issue 45, p. 16141-16145
  • DOI: 10.1073/pnas.0507064102

Oxygen-promoted catalyst sintering influences number density, alignment, and wall number of vertically aligned carbon nanotubes
journal, January 2017

  • Shi, Wenbo; Li, Jinjing; Polsen, Erik S.
  • Nanoscale, Vol. 9, Issue 16
  • DOI: 10.1039/C6NR09802A

X-ray photoelectron spectroscopic studies of iron oxides
journal, September 1977

  • McIntyre, N. S.; Zetaruk, D. G.
  • Analytical Chemistry, Vol. 49, Issue 11
  • DOI: 10.1021/ac50019a016

Simultaneous determination of composition and thickness of thin iron-oxide films from XPS Fe 2p spectra
journal, July 1996


In situ XPS analysis of various iron oxide films grown by NO 2 -assisted molecular-beam epitaxy
journal, January 1999


Preparation and characterization of ultra-thin iron oxide films on a Mo(100) surface
journal, September 1995


Characterization of the “native” surface thin film on pure polycrystalline iron: A high resolution XPS and TEM study
journal, February 2007


The mechanism of reduction of iron oxide by hydrogen
journal, April 2003


Multiple Alkynes React with Ethylene To Enhance Carbon Nanotube Synthesis, Suggesting a Polymerization-like Formation Mechanism
journal, November 2010

  • Plata, Desirée L.; Meshot, Eric R.; Reddy, Christopher M.
  • ACS Nano, Vol. 4, Issue 12
  • DOI: 10.1021/nn101842g

Early Evaluation of Potential Environmental Impacts of Carbon Nanotube Synthesis by Chemical Vapor Deposition
journal, November 2009

  • Plata, Desirée L.; Hart, A. John; Reddy, Christopher M.
  • Environmental Science & Technology, Vol. 43, Issue 21
  • DOI: 10.1021/es901626p

Engineering Vertically Aligned Carbon Nanotube Growth by Decoupled Thermal Treatment of Precursor and Catalyst
journal, August 2009

  • Meshot, Eric R.; Plata, Desirée L.; Tawfick, Sameh
  • ACS Nano, Vol. 3, Issue 9
  • DOI: 10.1021/nn900446a

Diameter control of single-walled carbon nanotube forests from 1.3–3.0 nm by arc plasma deposition
journal, January 2014

  • Chen, Guohai; Seki, Yasuaki; Kimura, Hiroe
  • Scientific Reports, Vol. 4, Issue 1
  • DOI: 10.1038/srep03804

Pyrolysis of coal and iron oxides mixtures. 2. Reduction of iron oxides
journal, January 1981


Carbon-assisted catalyst pretreatment enables straightforward synthesis of high-density carbon nanotube forests
journal, November 2019


Atomic-Scale In-situ Observation of Carbon Nanotube Growth from Solid State Iron Carbide Nanoparticles
journal, July 2008

  • Yoshida, Hideto; Takeda, Seiji; Uchiyama, Tetsuya
  • Nano Letters, Vol. 8, Issue 7
  • DOI: 10.1021/nl080452q

Site-Specific Fabrication of Fe Particles for Carbon Nanotube Growth
journal, February 2009

  • Sharma, Renu; Moore, Edward; Rez, Peter
  • Nano Letters, Vol. 9, Issue 2
  • DOI: 10.1021/nl803180e

Direct evidence of active and inactive phases of Fe catalyst nanoparticles for carbon nanotube formation
journal, November 2014


Formation of endothermic carbides on iron and nickel
journal, April 2004


The role of alpha-iron and cementite phases in the growing mechanism of carbon nanotubes: a 57Fe Mössbauer spectroscopy study
journal, January 2006

  • Pérez-Cabero, M.; Taboada, J. B.; Guerrero-Ruiz, A.
  • Physical Chemistry Chemical Physics, Vol. 8, Issue 10
  • DOI: 10.1039/b516243b

Kinetic parameters obtained from TPR data for α-Fe2O3 and systems
journal, April 1997


Reduction behavior of iron oxides in hydrogen and carbon monoxide atmospheres
journal, June 2007


Reduction of low grade iron ore pellet using palm kernel shell
journal, March 2014


The reduction kinetics of hematite particles in H2 and CO atmospheres
journal, May 2017


Extraction of metals from ores
journal, January 1943

  • Hayward, Cable R.
  • Journal of Chemical Education, Vol. 20, Issue 1
  • DOI: 10.1021/ed020p29

Enhancement of Vertically Aligned Carbon Nanotube Growth Kinetics and Doubling of the Height by Graphene Interface
journal, September 2014

  • Rao, Rahul; Pierce, Neal; Harutyunyan, Avetik R.
  • The Journal of Physical Chemistry C, Vol. 118, Issue 38
  • DOI: 10.1021/jp504367m

Spontaneous Reduction of Metal Ions on the Sidewalls of Carbon Nanotubes
journal, August 2002

  • Choi, Hee Cheul; Shim, Moonsub; Bangsaruntip, Sarunya
  • Journal of the American Chemical Society, Vol. 124, Issue 31
  • DOI: 10.1021/ja026824t

Correlation between hydroxyl fraction and O/Al atomic ratio as determined from XPS spectra of aluminium oxide layers
journal, January 2004

  • van den Brand, J.; Sloof, W. G.; Terryn, H.
  • Surface and Interface Analysis, Vol. 36, Issue 1
  • DOI: 10.1002/sia.1653

Works referencing / citing this record:

HOT Graphene and HOT Graphene Nanotubes: New Low Dimensional Semimetals and Semiconductors
journal, March 2020


Figures/Tables have been extracted from DOE-funded journal article accepted manuscripts.