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Surrogate model evaluation and building energy benchmarking for commercial buildings

Journal Article · · Energy and Buildings
Building energy consumption benchmarking involves challenges associated with various energy patterns for different building types; heating, ventilating, and air-conditioning (HVAC) system types; and climates. Given significant variation in energy use patterns, accurate prediction of long-term energy use using surrogate models remains challenging. Multiple linear regression (MLR) is commonly used for building energy benchmarking because of its simple structure; however, it lacks accuracy compared to other black-box models. Although many studies have compared surrogate models and offer guidance on model selection based on metrics, they do not provide detailed analysis on improving the surrogate model accuracy. In this paper, we implement a surrogate model using polynomial ridge regression (i.e., MLR with interaction terms combined with ridge regularization) for small office and retail strip mall buildings across six HVAC system types and all climate zones, for electricity and natural gas in baseline and proposed scenarios. A simulation workflow is developed using OpenStudioTM/EnergyPlusTM to generate simulation data using measures over a wide range of efficiency inputs. Enhancements based on statistical insights are used for improving the model accuracy using filters, input transformations, and change points. Surrogate models achieved average coefficient of variation of the root mean squared error (CVRMSE) values of 2.17, 1.06, 2.05, and 3.26 for proposed electricity, proposed natural gas, baseline electricity, and baseline natural gas, respectively, with enhancements reducing CVRMSE by an average of 14.9% across all combinations. We provide model interpretation via Shapley additive explanations to determine which input variables most influence energy consumption and provide supportive arguments for enhancements.
Research Organization:
National Laboratory of the Rockies (NLR), Golden, CO (United States)
Sponsoring Organization:
Internal Revenue Service (IRS); USDOE Office of Critical Minerals and Energy Innovation (CMEI). Office of Innovation, Affordability and Consumer Choice (IACC). Building Technologies Office (BTO); USDOE Office of Energy Efficiency and Renewable Energy (EERE), Energy Efficiency Office. Building Technologies Office
Grant/Contract Number:
AC36-08GO28308
OSTI ID:
3017555
Report Number(s):
NLR/JA--5500-97257
Journal Information:
Energy and Buildings, Journal Name: Energy and Buildings Vol. 355; ISSN 0378-7788
Publisher:
ElsevierCopyright Statement
Country of Publication:
United States
Language:
English

References (20)

Machine learning approaches for estimating commercial building energy consumption journal December 2017
Grading buildings on energy performance using city benchmarking data journal January 2019
EnergyStar++: Towards more accurate and explanatory building energy benchmarking journal October 2020
A machine learning-based surrogate model to approximate optimal building retrofit solutions journal January 2021
Developing a multi-level energy benchmarking and certification system for office buildings in a cold climate region journal April 2023
Multivariate regression as an energy assessment tool in early building design journal November 2012
Multi-objective optimization based on surrogate models for sustainable building design: A systematic literature review journal December 2024
There's a measure for that! journal April 2016
Predictive modeling for US commercial building energy use: A comparison of existing statistical and machine learning algorithms using CBECS microdata journal March 2018
BEEM: Data-driven building energy benchmarking for Singapore journal April 2022
Blending of energy benchmarks models for residential buildings journal August 2023
E-Audit: A “no-touch” energy audit that integrates machine learning and simulation journal August 2024
An interpretable data analytics-based energy benchmarking process for supporting retrofit decisions in large residential building stocks journal February 2025
An explainable deep learning model for energy performance classification and retrofitting recommendations journal December 2025
Identifying key variables and interactions in statistical models of building energy consumption using regularization journal April 2015
Examining the feasibility of using open data to benchmark building energy usage in cities: A data science and policy perspective journal April 2020
An open source analysis framework for large-scale building energy modeling journal July 2020
Artificial Neural Network for Predicting Building Energy Performance: A Surrogate Energy Retrofits Decision Support Framework journal June 2022
Data-Driven Tools for Building Energy Consumption Prediction: A Review journal March 2023
A Review of Multi-Domain Urban Energy Modelling Data journal January 2024

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