skip to main content
OSTI.GOV title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Many-body effects in the X-ray absorption spectra of liquid water

Journal Article · · Proceedings of the National Academy of Sciences of the United States of America
ORCiD logo [1];  [2];  [1];  [2]; ORCiD logo [3];  [4]; ORCiD logo [1]
  1. Department of Physics, Temple University, Philadelphia, PA 19122
  2. Department of Physics, University of California, Berkeley, CA 94720, Materials Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720
  3. Department of Chemistry, Princeton University, Princeton, NJ 08544
  4. Department of Mechanical Engineering and Materials Science, Yale University, New Haven, CT 06520

X-ray absorption spectroscopy (XAS) is a powerful experimental technique to probe the local order in materials with core electron excitations. Experimental interpretation requires supporting theoretical calculations. For water, these calculations are very demanding and, to date, could only be done with major approximations that limited the accuracy of the calculated spectra. This prompted an intense debate on whether a substantial revision of the standard picture of tetrahedrally bonded water was necessary to improve the agreement of theory and experiment. Here, we report a first-principles calculation of the XAS of water that avoids the approximations of prior work, thanks to recent advances in electron excitation theory. The calculated XAS spectra, and their variation with changes of temperature and/or with isotope substitution, are in good quantitative agreement with experiments. The approach requires accurate quasiparticle wave functions beyond density functional theory approximations, accounts for the dynamics of quasiparticles, and includes dynamic screening as well as renormalization effects due to the continuum of valence-level excitations. The three features observed in the experimental spectra are unambiguously attributed to excitonic effects. The preedge feature is associated with a bound intramolecular exciton, the main-edge feature is associated with an exciton localized within the coordination shell of the excited molecule, and the postedge feature is delocalized over more distant neighbors, as expected for a resonant state. The three features probe the local order at short, intermediate, and longer range relative to the excited molecule. The calculated spectra are fully consistent with a standard tetrahedral picture of water.

Research Organization:
Lawrence Berkeley National Laboratory (LBNL), Berkeley, CA (United States); Oak Ridge National Laboratory (ORNL), Oak Ridge, TN (United States); Princeton Univ., NJ (United States)
Sponsoring Organization:
USDOE Office of Science (SC), Basic Energy Sciences (BES); National Science Foundation (NSF); US Army Research Laboratory
Grant/Contract Number:
SC0019394; AC02-05CH11231; DMR-2114081; DMR-2053195; AC05-00OR22725; 1625061; W911NF-16-2-0189
OSTI ID:
1867717
Alternate ID(s):
OSTI ID: 1897481; OSTI ID: 1994957
Journal Information:
Proceedings of the National Academy of Sciences of the United States of America, Journal Name: Proceedings of the National Academy of Sciences of the United States of America Vol. 119 Journal Issue: 20; ISSN 0027-8424
Publisher:
Proceedings of the National Academy of SciencesCopyright Statement
Country of Publication:
United States
Language:
English

References (67)

Vibrational Spectroscopy as a Probe of Structure and Dynamics in Liquid Water journal March 2010
Generalized Gradient Approximation Made Simple journal October 1996
Theoretical optical and x-ray spectra of liquid and solid H 2 O journal January 2012
X-Ray Raman Spectroscopic Study of Water in the Condensed Phases journal March 2008
Understanding Correlations in Vanadium Dioxide from First Principles journal December 2007
Off-Diagonal Self-Energy Terms and Partially Self-Consistency in GW Calculations for Single Molecules: Efficient Implementation and Quantitative Effects on Ionization Potentials journal October 2015
Structures of High-Density and Low-Density Water journal March 2000
First-principles description of charge transfer in donor-acceptor compounds from self-consistent many-body perturbation theory journal August 2014
BerkeleyGW: A massively parallel computer package for the calculation of the quasiparticle and optical properties of materials and nanostructures journal June 2012
On the prediction of core level binding energies in molecules, surfaces and solids journal January 2018
Screening in the exchange term of the electron-hole interaction of the Bethe-Salpeter equation journal November 2002
Relationship between x-ray emission and absorption spectroscopy and the local H-bond environment in water journal April 2018
exciting: a full-potential all-electron package implementing density-functional theory and many-body perturbation theory journal August 2014
Jacob’s ladder of density functional approximations for the exchange-correlation energy conference January 2001
X-ray and Electron Spectroscopy of Water journal April 2016
Electron correlation in semiconductors and insulators: Band gaps and quasiparticle energies journal October 1986
X-Ray Absorption Spectra of Water from First Principles Calculations journal May 2006
Optimized norm-conserving Vanderbilt pseudopotentials journal August 2013
Electronic excitations: density-functional versus many-body Green’s-function approaches journal June 2002
Isotope effects in x-ray absorption spectra of liquid water journal September 2020
Solving the Bethe-Salpeter equation on a subspace: Approximations and consequences for low-dimensional materials journal January 2021
Charge Transfer from Regularized Symmetry-Adapted Perturbation Theory journal November 2013
Machine-Learning X-Ray Absorption Spectra to Quantitative Accuracy journal April 2020
X-ray absorption spectrum simulations of hexagonal ice journal January 2019
Electron-Hole Theory of the Effect of Quantum Nuclei on the X-Ray Absorption Spectra of Liquid Water journal September 2018
Nonintegral Occupation Numbers in Transition Atoms in Crystals journal August 1969
Nuclear Quantum Effects in Solids Using a Colored-Noise Thermostat journal July 2009
Insights into Current Limitations of Density Functional Theory journal August 2008
X-Ray Absorption Signatures of the Molecular Environment in Water and Ice journal June 2010
Bethe-Salpeter equation calculations of core excitation spectra journal March 2011
Self-Consistent Equations Including Exchange and Correlation Effects journal November 1965
On correlation effects in electron spectroscopies and the GW approximation journal October 1999
Effect of self-consistency on quasiparticles in solids journal July 2006
Ab initio theory and modeling of water journal September 2017
X-ray absorption spectra of water within a plane-wave Car-Parrinello molecular dynamics framework journal November 2004
Electron Donation in the Water-Water Hydrogen Bond journal December 2008
Band structure of gold from many-body perturbation theory journal September 2012
The individual and collective effects of exact exchange and dispersion interactions on the ab initio structure of liquid water journal August 2014
Statistical exchange and the total energy of a crystal journal January 1970
All-electron Bethe-Salpeter calculations for shallow-core x-ray absorption near-edge structures journal January 2009
Excitation pathways in resonant inelastic x-ray scattering of solids journal October 2020
Challenges for Density Functional Theory journal December 2011
TOMBO: All-electron mixed-basis approach to condensed matter physics journal April 2015
GW 100: Benchmarking G 0 W 0 for Molecular Systems journal November 2015
Analysis of charge transfer effects in molecular complexes based on absolutely localized molecular orbitals journal May 2008
Full Valence Band Photoemission from Liquid Water Using EUV Synchrotron Radiation journal April 2004
Strong Interplay between Structure and Electronic Properties in CuIn ( S , Se ) 2 : A First-Principles Study journal February 2010
Spectral Distribution of Atomic Oscillator Strengths journal July 1968
The Structure of the First Coordination Shell in Liquid Water journal May 2004
Resolution-of-identity approach to Hartree–Fock, hybrid density functionals, RPA, MP2 and GW with numeric atom-centered orbital basis functions journal May 2012
The GW method journal March 1998
Many-body Green's function GW and Bethe-Salpeter study of the optical excitations in a paradigmatic model dipeptide journal November 2013
Isotope effects in liquid water probed by transmission mode x-ray absorption spectroscopy at the oxygen K-edge journal September 2016
First-Principles Investigation of Strong Excitonic Effects in Oxygen 1s X-ray Absorption Spectra journal March 2015
Calculation of near-edge x-ray-absorption fine structure at finite temperatures: Spectral signatures of hydrogen bond breaking in liquid water journal May 2004
Static and Dynamical Properties of Liquid Water from First Principles by a Novel Car−Parrinello-like Approach journal January 2009
Soft X-ray Absorption Spectroscopy of Liquids and Solutions journal June 2017
Addressing electron-hole correlation in core excitations of solids: An all-electron many-body approach from first principles journal April 2017
Quantum Differences between Heavy and Light Water journal August 2008
Effects of Electronic and Lattice Polarization on the Band Structure of Delafossite Transparent Conductive Oxides journal March 2010
Theoretical approaches to x-ray absorption fine structure journal July 2000
Water Revisited journal July 1980
Temperature dependent soft x-ray absorption spectroscopy of liquids journal October 2014
Electron-hole excitations and optical spectra from first principles journal August 2000
Vibrational Spectroscopy and Dynamics of Water journal April 2016
Electronic Band Structure of Solids by X-Ray Spectroscopy journal July 1959
Modeling Liquid Water by Climbing up Jacob’s Ladder in Density Functional Theory Facilitated by Using Deep Neural Network Potentials journal September 2021