DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Surface SiO2 Thickness Controls Uniform-to-Localized Transition in Lithiation of Silicon Anodes for Lithium-Ion Batteries

Abstract

Silicon is a promising anode material for lithium-ion batteries because of its high capacity, but its widespread adoption has been hampered by a low cycle life arising from mechanical failure and the absence of a stable solid–electrolyte interphase (SEI). Understanding SEI formation and its impact on cycle life is made more complex by the oxidation of silicon materials in air or during synthesis, which leads to SiOx coatings of varying thicknesses that form the true surface of the electrode. Here, the lithiation of SiO2-coated Si is studied in a controlled manner using SiO2 coatings of different thicknesses grown on Si wafers via thermal oxidation. SiO2 thickness has a profound effect on lithiation: below 2 nm, SEI formation followed by uniform lithiation occurs at positive voltages versus Li/Li+. Si lithiation is reversible, and SiO2 lithiation is largely irreversible. Above 2 nm SiO2, voltammetric currents decrease exponentially with SiO2 thickness. For 2–3 nm SiO2, SEI formation above 0.1 V is suppressed, but a hold at low or negative voltages can initiate charge transfer whereupon SEI formation and uniform lithiation occur. Cycling of Si anodes with an SiO2 coating thinner than 3 nm occurs at high Coulombic efficiency (CE). If an SiO2 coatingmore » is thicker than 3–4 nm, the behavior is totally different: lithiation at positive voltages is strongly inhibited, and lithiation occurs at poor CE and is highly localized at pinholes which grow over time. As they grow, lithiation becomes more facile and the CE increases. Pinhole growth is proposed to occur via rapid transport of Li along the SiO2/Si interface radially outward from an existing pinhole, followed by the lithiation of SiO2 from the interface outward.« less

Authors:
ORCiD logo [1]; ORCiD logo [1]; ORCiD logo [2]; ORCiD logo [1];  [1]; ORCiD logo [1];  [1]
  1. National Renewable Energy Lab. (NREL), Golden, CO (United States)
  2. National Renewable Energy Lab. (NREL), Golden, CO (United States); Lawrence Berkeley National Lab. (LBNL), Berkeley, CA (United States)
Publication Date:
Research Org.:
National Renewable Energy Lab. (NREL), Golden, CO (United States)
Sponsoring Org.:
USDOE Office of Energy Efficiency and Renewable Energy (EERE), Transportation Office. Vehicle Technologies Office
OSTI Identifier:
1660028
Report Number(s):
NREL/JA-5900-76182
Journal ID: ISSN 1944-8244; MainId:7021;UUID:e4afa06e-0555-ea11-9c31-ac162d87dfe5;MainAdminID:13788
Grant/Contract Number:  
AC36-08GO28308
Resource Type:
Accepted Manuscript
Journal Name:
ACS Applied Materials and Interfaces
Additional Journal Information:
Journal Volume: 12; Journal Issue: 24; Journal ID: ISSN 1944-8244
Publisher:
American Chemical Society (ACS)
Country of Publication:
United States
Language:
English
Subject:
25 ENERGY STORAGE; carbonate electrolyte; lithiation; lithium ion battery; pinhole; silicon anode; silicon oxide; solid-electrolyte interphase

Citation Formats

Schnabel, Manuel, Harvey, Steven P., Arca, Elisabetta, Stetson, Caleb, Teeter, Glenn, Ban, Chunmei, and Stradins, Paul. Surface SiO2 Thickness Controls Uniform-to-Localized Transition in Lithiation of Silicon Anodes for Lithium-Ion Batteries. United States: N. p., 2020. Web. doi:10.1021/acsami.0c03158.
Schnabel, Manuel, Harvey, Steven P., Arca, Elisabetta, Stetson, Caleb, Teeter, Glenn, Ban, Chunmei, & Stradins, Paul. Surface SiO2 Thickness Controls Uniform-to-Localized Transition in Lithiation of Silicon Anodes for Lithium-Ion Batteries. United States. https://doi.org/10.1021/acsami.0c03158
Schnabel, Manuel, Harvey, Steven P., Arca, Elisabetta, Stetson, Caleb, Teeter, Glenn, Ban, Chunmei, and Stradins, Paul. Thu . "Surface SiO2 Thickness Controls Uniform-to-Localized Transition in Lithiation of Silicon Anodes for Lithium-Ion Batteries". United States. https://doi.org/10.1021/acsami.0c03158. https://www.osti.gov/servlets/purl/1660028.
@article{osti_1660028,
title = {Surface SiO2 Thickness Controls Uniform-to-Localized Transition in Lithiation of Silicon Anodes for Lithium-Ion Batteries},
author = {Schnabel, Manuel and Harvey, Steven P. and Arca, Elisabetta and Stetson, Caleb and Teeter, Glenn and Ban, Chunmei and Stradins, Paul},
abstractNote = {Silicon is a promising anode material for lithium-ion batteries because of its high capacity, but its widespread adoption has been hampered by a low cycle life arising from mechanical failure and the absence of a stable solid–electrolyte interphase (SEI). Understanding SEI formation and its impact on cycle life is made more complex by the oxidation of silicon materials in air or during synthesis, which leads to SiOx coatings of varying thicknesses that form the true surface of the electrode. Here, the lithiation of SiO2-coated Si is studied in a controlled manner using SiO2 coatings of different thicknesses grown on Si wafers via thermal oxidation. SiO2 thickness has a profound effect on lithiation: below 2 nm, SEI formation followed by uniform lithiation occurs at positive voltages versus Li/Li+. Si lithiation is reversible, and SiO2 lithiation is largely irreversible. Above 2 nm SiO2, voltammetric currents decrease exponentially with SiO2 thickness. For 2–3 nm SiO2, SEI formation above 0.1 V is suppressed, but a hold at low or negative voltages can initiate charge transfer whereupon SEI formation and uniform lithiation occur. Cycling of Si anodes with an SiO2 coating thinner than 3 nm occurs at high Coulombic efficiency (CE). If an SiO2 coating is thicker than 3–4 nm, the behavior is totally different: lithiation at positive voltages is strongly inhibited, and lithiation occurs at poor CE and is highly localized at pinholes which grow over time. As they grow, lithiation becomes more facile and the CE increases. Pinhole growth is proposed to occur via rapid transport of Li along the SiO2/Si interface radially outward from an existing pinhole, followed by the lithiation of SiO2 from the interface outward.},
doi = {10.1021/acsami.0c03158},
journal = {ACS Applied Materials and Interfaces},
number = 24,
volume = 12,
place = {United States},
year = {Thu May 14 00:00:00 EDT 2020},
month = {Thu May 14 00:00:00 EDT 2020}
}

Journal Article:
Free Publicly Available Full Text
Publisher's Version of Record

Citation Metrics:
Cited by: 26 works
Citation information provided by
Web of Science

Save / Share:

Works referenced in this record:

Intrinsic Properties of Individual Inorganic Silicon–Electrolyte Interphase Constituents
journal, November 2019

  • Han, Sang-Don; Wood, Kevin N.; Stetson, Caleb
  • ACS Applied Materials & Interfaces, Vol. 11, Issue 50
  • DOI: 10.1021/acsami.9b18252

Polysilicon emitters for bipolar transistors: a review and re-evaluation of theory and experiment
journal, July 1992

  • Post, I. R. C.; Ashburn, P.; Wolstenholme, G. R.
  • IEEE Transactions on Electron Devices, Vol. 39, Issue 7
  • DOI: 10.1109/16.141239

Thermal oxidation of polycrystalline silicon films
journal, August 1971

  • Kamins, T. I.; MacKenna, E. L.
  • Metallurgical and Materials Transactions B, Vol. 2, Issue 8
  • DOI: 10.1007/bf02917568

Lithiation of silica through partial reduction
journal, June 2012

  • Ban, Chunmei; Kappes, Branden B.; Xu, Qiang
  • Applied Physics Letters, Vol. 100, Issue 24
  • DOI: 10.1063/1.4729743

Scaling the gate dielectric: Materials, integration, and reliability
journal, May 1999

  • Buchanan, D. A.
  • IBM Journal of Research and Development, Vol. 43, Issue 3
  • DOI: 10.1147/rd.433.0245

An In Situ X-Ray Diffraction Study of the Reaction of Li with Crystalline Si
journal, January 2007

  • Li, Jing; Dahn, J. R.
  • Journal of The Electrochemical Society, Vol. 154, Issue 3
  • DOI: 10.1149/1.2409862

In situ atomic-scale imaging of electrochemical lithiation in silicon
journal, October 2012

  • Liu, Xiao Hua; Wang, Jiang Wei; Huang, Shan
  • Nature Nanotechnology, Vol. 7, Issue 11
  • DOI: 10.1038/nnano.2012.170

First principles study of lithium insertion in bulk silicon
journal, September 2010


Influence of annealing and Al2O3 properties on the hydrogen-induced passivation of the Si/SiO2 interface
journal, May 2012

  • Dingemans, G.; Einsele, F.; Beyer, W.
  • Journal of Applied Physics, Vol. 111, Issue 9, Article No. 093713
  • DOI: 10.1063/1.4709729

In Situ and Quantitative Characterization of Solid Electrolyte Interphases
journal, February 2014

  • Cresce, Arthur v.; Russell, Selena M.; Baker, David R.
  • Nano Letters, Vol. 14, Issue 3
  • DOI: 10.1021/nl404471v

Electrochemical performance of thermally-grown SiO2 as diffusion barrier layer for integrated lithium-ion batteries
journal, April 2018


Solid-State NMR and Electrochemical Dilatometry Study on Li[sup +] Uptake/Extraction Mechanism in SiO Electrode
journal, January 2007

  • Kim, Taeahn; Park, Sangjin; Oh, Seung M.
  • Journal of The Electrochemical Society, Vol. 154, Issue 12
  • DOI: 10.1149/1.2790282

Growth of thin thermal silicon dioxide films with low defect density
journal, July 1992


Lithiation of SiO 2 in Li-Ion Batteries: In Situ Transmission Electron Microscopy Experiments and Theoretical Studies
journal, November 2014

  • Zhang, Yuefei; Li, Yujie; Wang, Zhenyu
  • Nano Letters, Vol. 14, Issue 12
  • DOI: 10.1021/nl503776u

Temperature-Dependent Solubility of Solid Electrolyte Interphase on Silicon Electrodes
journal, October 2019


Charge carrier transport mechanisms of passivating contacts studied by temperature-dependent J-V measurements
journal, May 2018


XPS on Li-Battery-Related Compounds: Analysis of Inorganic SEI Phases and a Methodology for Charge Correction
journal, August 2018


Lithium electrochemistry of SiO2 thin film electrode for lithium-ion batteries
journal, April 2008


Chemical and electronic structure of the SiO2/Si interface
journal, January 1986


General Relationship for the Thermal Oxidation of Silicon
journal, December 1965

  • Deal, B. E.; Grove, A. S.
  • Journal of Applied Physics, Vol. 36, Issue 12
  • DOI: 10.1063/1.1713945

Stable cycling of double-walled silicon nanotube battery anodes through solid–electrolyte interphase control
journal, March 2012

  • Wu, Hui; Chan, Gerentt; Choi, Jang Wook
  • Nature Nanotechnology, Vol. 7, Issue 5
  • DOI: 10.1038/nnano.2012.35

A technique for field effect surface passivation for silicon solar cells
journal, June 2014

  • Bonilla, Ruy S.; Wilshaw, Peter R.
  • Applied Physics Letters, Vol. 104, Issue 23
  • DOI: 10.1063/1.4882161

Three-dimensional electronic resistivity mapping of solid electrolyte interphase on Si anode materials
journal, January 2019


Examining Solid Electrolyte Interphase Formation on Crystalline Silicon Electrodes: Influence of Electrochemical Preparation and Ambient Exposure Conditions
journal, September 2012

  • Schroder, Kjell W.; Celio, Hugo; Webb, Lauren J.
  • The Journal of Physical Chemistry C, Vol. 116, Issue 37
  • DOI: 10.1021/jp307372m

Toward Practical Application of Functional Conductive Polymer Binder for a High-Energy Lithium-Ion Battery Design
journal, October 2014

  • Zhao, Hui; Wang, Zhihui; Lu, Peng
  • Nano Letters, Vol. 14, Issue 11
  • DOI: 10.1021/nl503490h

Solid and Solid‐Like Composite Electrolyte for Lithium Ion Batteries: Engineering the Ion Conductivity at Interfaces
journal, November 2018

  • Chen, Xubin; Vereecken, Philippe M.
  • Advanced Materials Interfaces, Vol. 6, Issue 1
  • DOI: 10.1002/admi.201800899

Nano- and bulk-silicon-based insertion anodes for lithium-ion secondary cells
journal, January 2007


Nonpassivated Silicon Anode Surface
journal, May 2020

  • Yin, Yanli; Arca, Elisabetta; Wang, Luning
  • ACS Applied Materials & Interfaces, Vol. 12, Issue 23
  • DOI: 10.1021/acsami.0c03799

In Situ Study of Silicon Electrode Lithiation with X-ray Reflectivity
journal, November 2016


Measurement of Strains at Si‐SiO 2 Interface
journal, May 1966

  • Jaccodine, R. J.; Schlegel, W. A.
  • Journal of Applied Physics, Vol. 37, Issue 6
  • DOI: 10.1063/1.1708831

The lithiation process and Li diffusion in amorphous SiO 2 and Si from first-principles
journal, January 2020


Lithium ion, lithium metal, and alternative rechargeable battery technologies: the odyssey for high energy density
journal, May 2017

  • Placke, Tobias; Kloepsch, Richard; Dühnen, Simon
  • Journal of Solid State Electrochemistry, Vol. 21, Issue 7
  • DOI: 10.1007/s10008-017-3610-7

Anisotropic Compositional Expansion and Chemical Potential of Lithiated SiO 2 Electrodes: Multiscale Mechanical Analysis
journal, May 2019

  • Moon, Janghyuk; Park, Min-Sik; Cho, Maenghyo
  • ACS Applied Materials & Interfaces, Vol. 11, Issue 21
  • DOI: 10.1021/acsami.9b04352

Working principle of carrier selective poly-Si/c-Si junctions: Is tunnelling the whole story?
journal, December 2016


The Atomic Scale Electrochemical Lithiation and Delithiation Process of Silicon
journal, September 2017

  • Cao, Chuntian; Steinrück, Hans-Georg; Shyam, Badri
  • Advanced Materials Interfaces, Vol. 4, Issue 22
  • DOI: 10.1002/admi.201700771

Solid Electrolyte Interphase on Native Oxide-Terminated Silicon Anodes for Li-Ion Batteries
journal, March 2019


Improved Initial Performance of Si Nanoparticles by Surface Oxide Reduction for Lithium-Ion Battery Application
journal, January 2011

  • Xun, S.; Song, X.; Grass, M. E.
  • Electrochemical and Solid-State Letters, Vol. 14, Issue 5
  • DOI: 10.1149/1.3559765

Role of Surface Oxides in the Formation of Solid–Electrolyte Interphases at Silicon Electrodes for Lithium-Ion Batteries
journal, November 2014

  • Schroder, Kjell W.; Dylla, Anthony G.; Harris, Stephen J.
  • ACS Applied Materials & Interfaces, Vol. 6, Issue 23
  • DOI: 10.1021/am506517j

Silicon-based materials as high capacity anodes for next generation lithium ion batteries
journal, December 2014


Electrochemical reduction of nano-SiO2 in hard carbon as anode material for lithium ion batteries
journal, December 2008


Critical Thickness of SiO 2 Coating Layer on Core@Shell Bulk@Nanowire Si Anode Materials for Li-Ion Batteries
journal, June 2013


Size-Dependent Fracture of Silicon Nanoparticles During Lithiation
journal, January 2012

  • Liu, Xiao Hua; Zhong, Li; Huang, Shan
  • ACS Nano, Vol. 6, Issue 2
  • DOI: 10.1021/nn204476h

A new asymmetric Pseudo-Voigt function for more efficient fitting of XPS lines: New asymmetric Pseudo-Voigt function for efficient XPS line fitting
journal, June 2014

  • Schmid, Martin; Steinrück, Hans-Peter; Gottfried, J. Michael
  • Surface and Interface Analysis, Vol. 46, Issue 8
  • DOI: 10.1002/sia.5521

Hydrogen passivation of poly-Si/SiO x contacts for Si solar cells using Al 2 O 3 studied with deuterium
journal, May 2018

  • Schnabel, Manuel; van de Loo, Bas W. H.; Nemeth, William
  • Applied Physics Letters, Vol. 112, Issue 20
  • DOI: 10.1063/1.5031118

Study of pinholes in ultrathin SiO2 by C-AFM technique
journal, May 2006


Impedance Analysis of Silicon Nanowire Lithium Ion Battery Anodes
journal, June 2009

  • Ruffo, Riccardo; Hong, Seung Sae; Chan, Candace K.
  • The Journal of Physical Chemistry C, Vol. 113, Issue 26, p. 11390-11398
  • DOI: 10.1021/jp901594g

Mechanical Properties and Chemical Reactivity of Li x SiO y Thin Films
journal, October 2018

  • Xu, Yun; Stetson, Caleb; Wood, Kevin
  • ACS Applied Materials & Interfaces, Vol. 10, Issue 44
  • DOI: 10.1021/acsami.8b10895

Effect of silicon oxide thickness on polysilicon based passivated contacts for high-efficiency crystalline silicon solar cells
journal, October 2018


Analysis of defects in thin SiO2thermally grown on Si substrate
conference, January 1985