DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: DMFT Reveals the Non-Hermitian Topology and Fermi Arcs in Heavy-Fermion Systems

Abstract

When a strongly correlated system supports well-defined quasiparticles, it allows for an elegant one-body effective description within the non-Hermitian topological theory. While the microscopic many-body Hamiltonian of a closed system remains Hermitian, the one-body quasiparticle Hamiltonian is non-Hermitian due to the finite quasiparticle lifetime. We use such a non-Hermitian description in the heavy-fermion two-dimensional systems with the momentum-dependent hybridization to reveal a fascinating phenomenon which can be directly probed by the spectroscopic measurements, the bulk “Fermi arcs.” Starting from a simple two-band model, we first combine the phenomenological approach with the perturbation theory to show the existence of the Fermi arcs and reveal their connection to the topological exceptional points, special points in the Brillouin zone where the Hamiltonian is nondiagonalizable. The appearance of such points necessarily requires that the electrons belonging to different orbitals have different lifetimes. This requirement is naturally satisfied in the heavy-fermion systems, where the itinerant c electrons experience much weaker interaction than the localized f electrons. We then utilize the dynamical mean field theory to numerically calculate the spectral function and confirm our findings. We show here that the concept of the exceptional points in the non-Hermitian quasiparticle Hamiltonians is a powerful tool for predictingmore » new phenomena in strongly correlated electron systems.« less

Authors:
ORCiD logo [1]; ORCiD logo [2];  [3]; ORCiD logo [4];  [3]
  1. Japan Atomic Energy Agency (JAEA), Chiba (Japan); Massachusetts Inst. of Technology (MIT), Cambridge, MA (United States)
  2. Fudan Univ., Shanghai (China); Massachusetts Inst. of Technology (MIT), Cambridge, MA (United States)
  3. Massachusetts Inst. of Technology (MIT), Cambridge, MA (United States)
  4. Univ. of California, Berkeley, CA (United States); Lawrence Berkeley National Lab. (LBNL), Berkeley, CA (United States); Massachusetts Inst. of Technology (MIT), Cambridge, MA (United States)
Publication Date:
Research Org.:
Lawrence Berkeley National Lab. (LBNL), Berkeley, CA (United States)
Sponsoring Org.:
USDOE Office of Science (SC), Basic Energy Sciences (BES). Materials Sciences & Engineering Division; Japan Society for the Promotion of Science (JSPS); National Natural Science Foundation of China (NSFC)
OSTI Identifier:
1650097
Grant/Contract Number:  
AC02-05CH11231; 15K00178; 18K03552; JP16H00995; 18H04228; SC0010526; 11874115
Resource Type:
Accepted Manuscript
Journal Name:
Physical Review Letters
Additional Journal Information:
Journal Volume: 125; Journal Issue: 22; Journal ID: ISSN 0031-9007
Publisher:
American Physical Society (APS)
Country of Publication:
United States
Language:
English
Subject:
36 MATERIALS SCIENCE; 75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND SUPERFLUIDITY

Citation Formats

Nagai, Yuki, Qi, Yang, Isobe, Hiroki, Kozii, Vladyslav, and Fu, Liang. DMFT Reveals the Non-Hermitian Topology and Fermi Arcs in Heavy-Fermion Systems. United States: N. p., 2020. Web. doi:10.1103/physrevlett.125.227204.
Nagai, Yuki, Qi, Yang, Isobe, Hiroki, Kozii, Vladyslav, & Fu, Liang. DMFT Reveals the Non-Hermitian Topology and Fermi Arcs in Heavy-Fermion Systems. United States. https://doi.org/10.1103/physrevlett.125.227204
Nagai, Yuki, Qi, Yang, Isobe, Hiroki, Kozii, Vladyslav, and Fu, Liang. Wed . "DMFT Reveals the Non-Hermitian Topology and Fermi Arcs in Heavy-Fermion Systems". United States. https://doi.org/10.1103/physrevlett.125.227204. https://www.osti.gov/servlets/purl/1650097.
@article{osti_1650097,
title = {DMFT Reveals the Non-Hermitian Topology and Fermi Arcs in Heavy-Fermion Systems},
author = {Nagai, Yuki and Qi, Yang and Isobe, Hiroki and Kozii, Vladyslav and Fu, Liang},
abstractNote = {When a strongly correlated system supports well-defined quasiparticles, it allows for an elegant one-body effective description within the non-Hermitian topological theory. While the microscopic many-body Hamiltonian of a closed system remains Hermitian, the one-body quasiparticle Hamiltonian is non-Hermitian due to the finite quasiparticle lifetime. We use such a non-Hermitian description in the heavy-fermion two-dimensional systems with the momentum-dependent hybridization to reveal a fascinating phenomenon which can be directly probed by the spectroscopic measurements, the bulk “Fermi arcs.” Starting from a simple two-band model, we first combine the phenomenological approach with the perturbation theory to show the existence of the Fermi arcs and reveal their connection to the topological exceptional points, special points in the Brillouin zone where the Hamiltonian is nondiagonalizable. The appearance of such points necessarily requires that the electrons belonging to different orbitals have different lifetimes. This requirement is naturally satisfied in the heavy-fermion systems, where the itinerant c electrons experience much weaker interaction than the localized f electrons. We then utilize the dynamical mean field theory to numerically calculate the spectral function and confirm our findings. We show here that the concept of the exceptional points in the non-Hermitian quasiparticle Hamiltonians is a powerful tool for predicting new phenomena in strongly correlated electron systems.},
doi = {10.1103/physrevlett.125.227204},
journal = {Physical Review Letters},
number = 22,
volume = 125,
place = {United States},
year = {Wed Nov 25 00:00:00 EST 2020},
month = {Wed Nov 25 00:00:00 EST 2020}
}

Works referenced in this record:

Relationship between exceptional points and the Kondo effect in f -electron materials
journal, February 2020


Composite-Fermion Theory for Pseudogap, Fermi Arc, Hole Pocket, and Non-Fermi Liquid of Underdoped Cuprate Superconductors
journal, January 2011


Topological Kondo Insulators
journal, March 2010


Nodal arc of disordered Dirac fermions and non-Hermitian band theory
journal, May 2019


Two-dimensional Fermi surfaces in Kondo insulator SmB 6
journal, December 2014


Path to poor coherence in the periodic Anderson model from Mott physics and hybridization
journal, June 2012


Non-Fermi-Liquid Behavior in the Periodic Anderson Model
journal, October 2008


From quantum matter to high-temperature superconductivity in copper oxides
journal, February 2015

  • Keimer, B.; Kivelson, S. A.; Norman, M. R.
  • Nature, Vol. 518, Issue 7538
  • DOI: 10.1038/nature14165

Synthesis of the phenomenology of the underdoped cuprates
journal, June 2009


Unconventional Fermi surface in an insulating state
journal, July 2015


Self-consistent U-perturbation treatment of the Anderson lattice model in high dimensions
journal, April 1990


The ground-state phase diagram of the one-dimensional Kondo lattice model
journal, July 1997

  • Tsunetsugu, Hirokazu; Sigrist, Manfred; Ueda, Kazuo
  • Reviews of Modern Physics, Vol. 69, Issue 3
  • DOI: 10.1103/RevModPhys.69.809

i QIST : An open source continuous-time quantum Monte Carlo impurity solver toolkit
journal, October 2015


Topological Band Theory for Non-Hermitian Hamiltonians
journal, April 2018


Mott transitions with partially filled correlated orbitals
journal, April 2017


Electron transport in disordered graphene
journal, December 2006


Amperean Pairing and the Pseudogap Phase of Cuprate Superconductors
journal, July 2014


Hybridization expansion impurity solver: General formulation and application to Kondo lattice and two-orbital models
journal, October 2006


Fermi surfaces in Kondo insulators
journal, March 2018

  • Liu, Hsu; Hartstein, Máté; Wallace, Gregory J.
  • Journal of Physics: Condensed Matter, Vol. 30, Issue 16
  • DOI: 10.1088/1361-648X/aaa522

Fermi Liquid Theory on the Basis of the Periodic Anderson Hamiltonian
journal, September 1986

  • Yamada, K.; Yosida, K.
  • Progress of Theoretical Physics, Vol. 76, Issue 3
  • DOI: 10.1143/PTP.76.621

A Theory of Anisotropic Semiconductor of Heavy Fermions
journal, June 1996

  • Ikeda, Hiroaki; Miyake, Kazumasa
  • Journal of the Physical Society of Japan, Vol. 65, Issue 6
  • DOI: 10.1143/JPSJ.65.1769

Critical temperature enhancement of topological superconductors: A dynamical mean-field study
journal, June 2016


Metal-Insulator Transitions in the Periodic Anderson Model
journal, November 2007


Quantum oscillations of electrical resistivity in an insulator
journal, August 2018


Second order U-perturbation approach to the Anderson lattice model in high dimensions
journal, January 1989


The electronic properties of graphene
journal, January 2009

  • Castro Neto, A. H.; Guinea, F.; Peres, N. M. R.
  • Reviews of Modern Physics, Vol. 81, Issue 1, p. 109-162
  • DOI: 10.1103/RevModPhys.81.109

Crystal Growth and Characterization of the Kondo Semimetal CeNiSn
journal, December 1995

  • Nakamoto, Go; Takabatake, Toshiro; Fujii, Hironobu
  • Journal of the Physical Society of Japan, Vol. 64, Issue 12
  • DOI: 10.1143/JPSJ.64.4834

Topological phase in 1D topological Kondo insulator: Z2 topological insulator, Haldane-like phase and Kondo breakdown
journal, August 2017


Non-Hermitian perspective of the band structure in heavy-fermion systems
journal, July 2018


Gapless pairing and the Fermi arc in the cuprates
journal, November 2007