DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Revisiting Competing Paths in Electrochemical CO2 Reduction on Copper via Embedded Correlated Wavefunction Theory

Abstract

We re-evaluate two key steps in the mechanism of CO2 reduction on copper at a higher level of theory capable of correcting inherent errors in density functional theory (DFT) approximations, namely, embedded correlated wavefunction (ECW) theory. Here, we consider the CO reduction step on Cu(111), which is critical to understanding reaction selectivity. Here, we optimize embedding potentials at the periodic plane-wave DFT level using density functional embedding theory (DFET). All possible adsorption sites (adsites) for each adsorbate then are screened with ECW theory at the catalytically active site to refine the local electronic structure. Unsurprisingly, DFT and ECW theory predict different adsite preferences, largely because of DFT’s inability to properly situate the CO 2π* level. Differing preferred adsites suggest that different reaction pathways could emerge from DFT versus ECW theory. Starting from these preferred ECW theory adsites, we then obtain reaction pathways at the plane-wave DFT level using the climbing-image nudged elastic band method to determine minimum energy paths. Thereafter, we perform ECW calculations at the catalytically active site to correct the energetics at each interpolated structure (image) along the reaction pathways. Via this approach, we confirm that the first step in CO reduction via hydrogen transfer on Cu(111) ismore » to form hydroxymethylidyne (*COH) instead of formyl (*CHO). Although the prediction to preferentially form *COH is consistent with that of DFT, the two theories predict quite different structural and mechanistic behaviors, suggesting that verification is needed for other parts of the mechanism of CO2 reduction, which is the subject of ongoing work.« less

Authors:
 [1]; ORCiD logo [2]
  1. Princeton Univ., NJ (United States)
  2. Princeton Univ., NJ (United States); Univ. of California, Los Angeles, CA (United States)
Publication Date:
Research Org.:
Princeton Univ., NJ (United States)
Sponsoring Org.:
USDOE Office of Science (SC), Basic Energy Sciences (BES)
OSTI Identifier:
1704062
Grant/Contract Number:  
AC02-05CH11231
Resource Type:
Accepted Manuscript
Journal Name:
Journal of Chemical Theory and Computation
Additional Journal Information:
Journal Volume: 16; Journal Issue: 10; Journal ID: ISSN 1549-9618
Publisher:
American Chemical Society
Country of Publication:
United States
Language:
English
Subject:
30 DIRECT ENERGY CONVERSION; 37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CHEMISTRY; 71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSICS; 36 MATERIALS SCIENCE; 54 ENVIRONMENTAL SCIENCES; Transfer reactions; Embedding; Adsorption; Metal clusters; Energy

Citation Formats

Zhao, Qing, and Carter, Emily A. Revisiting Competing Paths in Electrochemical CO2 Reduction on Copper via Embedded Correlated Wavefunction Theory. United States: N. p., 2020. Web. doi:10.1021/acs.jctc.0c00583.
Zhao, Qing, & Carter, Emily A. Revisiting Competing Paths in Electrochemical CO2 Reduction on Copper via Embedded Correlated Wavefunction Theory. United States. https://doi.org/10.1021/acs.jctc.0c00583
Zhao, Qing, and Carter, Emily A. Thu . "Revisiting Competing Paths in Electrochemical CO2 Reduction on Copper via Embedded Correlated Wavefunction Theory". United States. https://doi.org/10.1021/acs.jctc.0c00583. https://www.osti.gov/servlets/purl/1704062.
@article{osti_1704062,
title = {Revisiting Competing Paths in Electrochemical CO2 Reduction on Copper via Embedded Correlated Wavefunction Theory},
author = {Zhao, Qing and Carter, Emily A.},
abstractNote = {We re-evaluate two key steps in the mechanism of CO2 reduction on copper at a higher level of theory capable of correcting inherent errors in density functional theory (DFT) approximations, namely, embedded correlated wavefunction (ECW) theory. Here, we consider the CO reduction step on Cu(111), which is critical to understanding reaction selectivity. Here, we optimize embedding potentials at the periodic plane-wave DFT level using density functional embedding theory (DFET). All possible adsorption sites (adsites) for each adsorbate then are screened with ECW theory at the catalytically active site to refine the local electronic structure. Unsurprisingly, DFT and ECW theory predict different adsite preferences, largely because of DFT’s inability to properly situate the CO 2π* level. Differing preferred adsites suggest that different reaction pathways could emerge from DFT versus ECW theory. Starting from these preferred ECW theory adsites, we then obtain reaction pathways at the plane-wave DFT level using the climbing-image nudged elastic band method to determine minimum energy paths. Thereafter, we perform ECW calculations at the catalytically active site to correct the energetics at each interpolated structure (image) along the reaction pathways. Via this approach, we confirm that the first step in CO reduction via hydrogen transfer on Cu(111) is to form hydroxymethylidyne (*COH) instead of formyl (*CHO). Although the prediction to preferentially form *COH is consistent with that of DFT, the two theories predict quite different structural and mechanistic behaviors, suggesting that verification is needed for other parts of the mechanism of CO2 reduction, which is the subject of ongoing work.},
doi = {10.1021/acs.jctc.0c00583},
journal = {Journal of Chemical Theory and Computation},
number = 10,
volume = 16,
place = {United States},
year = {Thu Aug 20 00:00:00 EDT 2020},
month = {Thu Aug 20 00:00:00 EDT 2020}
}

Works referenced in this record:

Generalized Gradient Approximation Made Simple
journal, October 1996

  • Perdew, John P.; Burke, Kieron; Ernzerhof, Matthias
  • Physical Review Letters, Vol. 77, Issue 18, p. 3865-3868
  • DOI: 10.1103/PhysRevLett.77.3865

Atomistic Mechanisms Underlying Selectivities in C 1 and C 2 Products from Electrochemical Reduction of CO on Cu(111)
journal, December 2016

  • Xiao, Hai; Cheng, Tao; Goddard, William A.
  • Journal of the American Chemical Society, Vol. 139, Issue 1
  • DOI: 10.1021/jacs.6b06846

A quantum theory of molecular structure and its applications
journal, July 1991


Quantum mechanical embedding theory based on a unique embedding potential
journal, April 2011

  • Huang, Chen; Pavone, Michele; Carter, Emily A.
  • The Journal of Chemical Physics, Vol. 134, Issue 15
  • DOI: 10.1063/1.3577516

CO adsorption on close-packed transition and noble metal surfaces: trends from ab initio calculations
journal, February 2004

  • Gajdo, Marek; Eichler, Andreas; Hafner, Jürgen
  • Journal of Physics: Condensed Matter, Vol. 16, Issue 8
  • DOI: 10.1088/0953-8984/16/8/001

Multiconfigurational perturbation theory with level shift — the Cr2 potential revisited
journal, October 1995


Projector augmented-wave method
journal, December 1994


Electrochemical CO2 Reduction on Metal Electrodes
book, January 2008


The complete active space SCF method in a fock-matrix-based super-CI formulation
journal, March 1980

  • Roos, Björn O.
  • International Journal of Quantum Chemistry, Vol. 18, Issue S14
  • DOI: 10.1002/qua.560180822

Molpro: a general-purpose quantum chemistry program package: Molpro
journal, July 2011

  • Werner, Hans-Joachim; Knowles, Peter J.; Knizia, Gerald
  • Wiley Interdisciplinary Reviews: Computational Molecular Science, Vol. 2, Issue 2
  • DOI: 10.1002/wcms.82

Theoretical Insights into Heterogeneous (Photo)electrochemical CO 2 Reduction
journal, October 2018


Density and Potential Functional Embedding: Theory and Practice
book, January 2017

  • Yu, Kuang; Krauter, Caroline M.; Dieterich, Johannes M.
  • Fragmentation: Toward Accurate Calculations on Complex Molecular Systems
  • DOI: 10.1002/9781119129271.ch2

Electrocatalytic process of CO selectivity in electrochemical reduction of CO2 at metal electrodes in aqueous media
journal, August 1994

  • Hori, Yoshio; Wakebe, Hidetoshi; Tsukamoto, Toshio
  • Electrochimica Acta, Vol. 39, Issue 11-12, p. 1833-1839
  • DOI: 10.1016/0013-4686(94)85172-7

A grid-based Bader analysis algorithm without lattice bias
journal, January 2009


Stable Surfaces That Bind Too Tightly: Can Range-Separated Hybrids or DFT+U Improve Paradoxical Descriptions of Surface Chemistry?
journal, August 2019


The influence of pH on the reduction of CO and CO 2 to hydrocarbons on copper electrodes
journal, March 2014

  • Schouten, Klaas Jan P.; Pérez Gallent, Elena; Koper, Marc T. M.
  • Journal of Electroanalytical Chemistry, Vol. 716
  • DOI: 10.1016/j.jelechem.2013.08.033

Periodic boundary conditions in ab initio calculations
journal, February 1995


Gaussian basis sets for use in correlated molecular calculations. I. The atoms boron through neon and hydrogen
journal, January 1989

  • Dunning, Thom H.
  • The Journal of Chemical Physics, Vol. 90, Issue 2
  • DOI: 10.1063/1.456153

Status and perspectives of CO2 conversion into fuels and chemicals by catalytic, photocatalytic and electrocatalytic processes
journal, January 2013

  • Kondratenko, Evgenii V.; Mul, Guido; Baltrusaitis, Jonas
  • Energy & Environmental Science, Vol. 6, Issue 11
  • DOI: 10.1039/c3ee41272e

Improved CO Adsorption Energies, Site Preferences, and Surface Formation Energies from a Meta-Generalized Gradient Approximation Exchange–Correlation Functional, M06-L
journal, September 2012

  • Luo, Sijie; Zhao, Yan; Truhlar, Donald G.
  • The Journal of Physical Chemistry Letters, Vol. 3, Issue 20
  • DOI: 10.1021/jz301182a

A benchmark database for adsorption bond energies to transition metal surfaces and comparison to selected DFT functionals
journal, October 2015


Embedded Configuration Interaction Description of CO on Cu(111):  Resolution of the Site Preference Conundrum
journal, March 2008

  • Sharifzadeh, Sahar; Huang, Patrick; Carter, Emily
  • The Journal of Physical Chemistry C, Vol. 112, Issue 12
  • DOI: 10.1021/jp710890a

Successful a Priori Modeling of CO Adsorption on Pt(111) Using Periodic Hybrid Density Functional Theory
journal, August 2007

  • Wang, Yun; de Gironcoli, Stefano; Hush, Noel S.
  • Journal of the American Chemical Society, Vol. 129, Issue 34
  • DOI: 10.1021/ja0712367

Full atomistic reaction mechanism with kinetics for CO reduction on Cu(100) from ab initio molecular dynamics free-energy calculations at 298 K
journal, February 2017

  • Cheng, Tao; Xiao, Hai; Goddard, William A.
  • Proceedings of the National Academy of Sciences, Vol. 114, Issue 8
  • DOI: 10.1073/pnas.1612106114

Reaction mechanisms of CO2 electrochemical reduction on Cu(111) determined with density functional theory
journal, April 2014


PRODUCTION OF CO AND CH 4 IN ELECTROCHEMICAL REDUCTION OF CO 2 AT METAL ELECTRODES IN AQUEOUS HYDROGENCARBONATE SOLUTION
journal, November 1985

  • Hori, Yoshio; Kikuchi, Katsuhei; Suzuki, Shin
  • Chemistry Letters, Vol. 14, Issue 11
  • DOI: 10.1246/cl.1985.1695

A modified definition of the zeroth-order Hamiltonian in multiconfigurational perturbation theory (CASPT2)
journal, September 2004


Implicit self-consistent electrolyte model in plane-wave density-functional theory
journal, December 2019

  • Mathew, Kiran; Kolluru, V. S. Chaitanya; Mula, Srinidhi
  • The Journal of Chemical Physics, Vol. 151, Issue 23
  • DOI: 10.1063/1.5132354

Electrochemical reduction of carbon dioxide at various series of copper single crystal electrodes
journal, May 2003


Production of Methane and Ethylene in Electrochemical Reduction of Carbon Dioxide at Copper Electrode in Aqueous Hydrogencarbonate Solution
journal, June 1986

  • Hori, Yoshio; Kikuchi, Katsuhei; Murata, Akira
  • Chemistry Letters, Vol. 15, Issue 6
  • DOI: 10.1246/cl.1986.897

Density functionals for surface science: Exchange-correlation model development with Bayesian error estimation
journal, June 2012


A climbing image nudged elastic band method for finding saddle points and minimum energy paths
journal, December 2000

  • Henkelman, Graeme; Uberuaga, Blas P.; Jónsson, Hannes
  • The Journal of Chemical Physics, Vol. 113, Issue 22, p. 9901-9904
  • DOI: 10.1063/1.1329672

High-precision sampling for Brillouin-zone integration in metals
journal, August 1989


CO adsorption on the Cu(111) surface: A density functional study
journal, March 2006


The complete active space SCF (CASSCF) method in a Newton–Raphson formulation with application to the HNO molecule
journal, February 1981

  • Siegbahn, Per E. M.; Almlöf, Jan; Heiberg, Anders
  • The Journal of Chemical Physics, Vol. 74, Issue 4
  • DOI: 10.1063/1.441359

Insights into Current Limitations of Density Functional Theory
journal, August 2008


A consistent and accurate ab initio parametrization of density functional dispersion correction (DFT-D) for the 94 elements H-Pu
journal, April 2010

  • Grimme, Stefan; Antony, Jens; Ehrlich, Stephan
  • The Journal of Chemical Physics, Vol. 132, Issue 15
  • DOI: 10.1063/1.3382344

Theoretical Insights into a CO Dimerization Mechanism in CO 2 Electroreduction
journal, May 2015

  • Montoya, Joseph H.; Shi, Chuan; Chan, Karen
  • The Journal of Physical Chemistry Letters, Vol. 6, Issue 11
  • DOI: 10.1021/acs.jpclett.5b00722

Effect of the damping function in dispersion corrected density functional theory
journal, March 2011

  • Grimme, Stefan; Ehrlich, Stephan; Goerigk, Lars
  • Journal of Computational Chemistry, Vol. 32, Issue 7
  • DOI: 10.1002/jcc.21759

Implicit solvation model for density-functional study of nanocrystal surfaces and reaction pathways
journal, February 2014

  • Mathew, Kiran; Sundararaman, Ravishankar; Letchworth-Weaver, Kendra
  • The Journal of Chemical Physics, Vol. 140, Issue 8
  • DOI: 10.1063/1.4865107

Identification of Possible Pathways for C–C Bond Formation during Electrochemical Reduction of CO 2 : New Theoretical Insights from an Improved Electrochemical Model
journal, April 2016

  • Goodpaster, Jason D.; Bell, Alexis T.; Head-Gordon, Martin
  • The Journal of Physical Chemistry Letters, Vol. 7, Issue 8
  • DOI: 10.1021/acs.jpclett.6b00358

Density functional theory with nonlocal correlation: A key to the solution of the CO adsorption puzzle
journal, January 2010


Mechanism of CO 2 Reduction at Copper Surfaces: Pathways to C 2 Products
journal, January 2018

  • Garza, Alejandro J.; Bell, Alexis T.; Head-Gordon, Martin
  • ACS Catalysis, Vol. 8, Issue 2
  • DOI: 10.1021/acscatal.7b03477

Efficiency of ab-initio total energy calculations for metals and semiconductors using a plane-wave basis set
journal, July 1996


Two Pathways for the Formation of Ethylene in CO Reduction on Single-Crystal Copper Electrodes
journal, June 2012

  • Schouten, Klaas Jan P.; Qin, Zisheng; Pérez Gallent, Elena
  • Journal of the American Chemical Society, Vol. 134, Issue 24
  • DOI: 10.1021/ja302668n

Electrochemical Reduction of CO at a Copper Electrode
journal, September 1997

  • Hori, Yoshio; Takahashi, Ryutaro; Yoshinami, Yuzuru
  • The Journal of Physical Chemistry B, Vol. 101, Issue 36
  • DOI: 10.1021/jp970284i

Embedded Correlated Wavefunction Schemes: Theory and Applications
journal, May 2014

  • Libisch, Florian; Huang, Chen; Carter, Emily A.
  • Accounts of Chemical Research, Vol. 47, Issue 9
  • DOI: 10.1021/ar500086h

Multireference perturbation theory for large restricted and selected active space reference wave functions
journal, April 2000

  • Celani, Paolo; Werner, Hans-Joachim
  • The Journal of Chemical Physics, Vol. 112, Issue 13
  • DOI: 10.1063/1.481132

Energy-consistent pseudopotentials for group 11 and 12 atoms: adjustment to multi-configuration Dirac–Hartree–Fock data
journal, April 2005


Selectivity of CO 2 Reduction on Copper Electrodes: The Role of the Kinetics of Elementary Steps
journal, January 2013

  • Nie, Xiaowa; Esopi, Monica R.; Janik, Michael J.
  • Angewandte Chemie International Edition, Vol. 52, Issue 9
  • DOI: 10.1002/anie.201208320

Special points for Brillouin-zone integrations
journal, June 1976

  • Monkhorst, Hendrik J.; Pack, James D.
  • Physical Review B, Vol. 13, Issue 12, p. 5188-5192
  • DOI: 10.1103/PhysRevB.13.5188

Electrochemical Reduction of CO 2 Using Copper Single-Crystal Surfaces: Effects of CO* Coverage on the Selective Formation of Ethylene
journal, February 2017


Electrochemical reduction of carbon dioxide under high pressure on various electrodes in an aqueous electrolyte
journal, July 1995

  • Hara, Kohjiro; Kudo, Akihiko; Sakata, Tadayoshi
  • Journal of Electroanalytical Chemistry, Vol. 391, Issue 1-2, p. 141-147
  • DOI: 10.1016/0022-0728(95)03935-A

Efficient iterative schemes for ab initio total-energy calculations using a plane-wave basis set
journal, October 1996


Many-electron self-interaction error in approximate density functionals
journal, November 2006

  • Mori-Sánchez, Paula; Cohen, Aron J.; Yang, Weitao
  • The Journal of Chemical Physics, Vol. 125, Issue 20
  • DOI: 10.1063/1.2403848

A density-functional model of the dispersion interaction
journal, October 2005

  • Becke, Axel D.; Johnson, Erin R.
  • The Journal of Chemical Physics, Vol. 123, Issue 15
  • DOI: 10.1063/1.2065267

Improved adsorption energetics within density-functional theory using revised Perdew-Burke-Ernzerhof functionals
journal, March 1999


CO adsorption on metal surfaces: A hybrid functional study with plane-wave basis set
journal, November 2007

  • Stroppa, Alessandro; Termentzidis, Konstantinos; Paier, Joachim
  • Physical Review B, Vol. 76, Issue 19
  • DOI: 10.1103/PhysRevB.76.195440

How copper catalyzes the electroreduction of carbon dioxide into hydrocarbon fuels
journal, January 2010

  • Peterson, Andrew A.; Abild-Pedersen, Frank; Studt, Felix
  • Energy & Environmental Science, Vol. 3, Issue 9
  • DOI: 10.1039/c0ee00071j

A DFT study of CO adsorption on pt (111) using van der Waals functionals
journal, March 2019


A direct optimization method for calculating density functionals and exchange–correlation potentials from electron densities
journal, January 2003

  • Wu, Qin; Yang, Weitao
  • The Journal of Chemical Physics, Vol. 118, Issue 6
  • DOI: 10.1063/1.1535422

Second-order perturbation theory with a CASSCF reference function
journal, July 1990

  • Andersson, Kerstin.; Malmqvist, Per Aake.; Roos, Bjoern O.
  • The Journal of Physical Chemistry, Vol. 94, Issue 14
  • DOI: 10.1021/j100377a012

Electrochemical reduction of carbon dioxide on flat metallic cathodes
journal, January 1997

  • Jitaru, M.; Lowy, D. A.; Toma, M.
  • Journal of Applied Electrochemistry, Vol. 27, Issue 8, p. 875-889
  • DOI: 10.1023/A:1018441316386

Mechanistic Explanation of the pH Dependence and Onset Potentials for Hydrocarbon Products from Electrochemical Reduction of CO on Cu (111)
journal, January 2016

  • Xiao, Hai; Cheng, Tao; Goddard, William A.
  • Journal of the American Chemical Society, Vol. 138, Issue 2
  • DOI: 10.1021/jacs.5b11390

Barriers of Electrochemical CO 2 Reduction on Transition Metals
journal, July 2016

  • Shi, Chuan; Chan, Karen; Yoo, Jong Suk
  • Organic Process Research & Development, Vol. 20, Issue 8
  • DOI: 10.1021/acs.oprd.6b00103

New insights into the electrochemical reduction of carbon dioxide on metallic copper surfaces
journal, January 2012

  • Kuhl, Kendra P.; Cave, Etosha R.; Abram, David N.
  • Energy & Environmental Science, Vol. 5, Issue 5
  • DOI: 10.1039/c2ee21234j

Understanding trends in electrochemical carbon dioxide reduction rates
journal, May 2017

  • Liu, Xinyan; Xiao, Jianping; Peng, Hongjie
  • Nature Communications, Vol. 8, Issue 1
  • DOI: 10.1038/ncomms15438

A new mechanism for the selectivity to C1 and C2 species in the electrochemical reduction of carbon dioxide on copper electrodes
journal, January 2011

  • Schouten, K. J. P.; Kwon, Y.; van der Ham, C. J. M.
  • Chemical Science, Vol. 2, Issue 10
  • DOI: 10.1039/c1sc00277e

Implementation of density functional embedding theory within the projector-augmented-wave method and applications to semiconductor defect states
journal, September 2015

  • Yu, Kuang; Libisch, Florian; Carter, Emily A.
  • The Journal of Chemical Physics, Vol. 143, Issue 10
  • DOI: 10.1063/1.4922260

The CO/Pt(111) Puzzle
journal, May 2001

  • Feibelman, Peter J.; Hammer, B.; Nørskov, J. K.
  • The Journal of Physical Chemistry B, Vol. 105, Issue 18
  • DOI: 10.1021/jp002302t

SBH10: A Benchmark Database of Barrier Heights on Transition Metal Surfaces
journal, September 2017

  • Mallikarjun Sharada, Shaama; Bligaard, Thomas; Luntz, Alan C.
  • The Journal of Physical Chemistry C, Vol. 121, Issue 36
  • DOI: 10.1021/acs.jpcc.7b05677

pH effects on the electrochemical reduction of CO(2) towards C2 products on stepped copper
journal, January 2019


Free-Energy Barriers and Reaction Mechanisms for the Electrochemical Reduction of CO on the Cu(100) Surface, Including Multiple Layers of Explicit Solvent at pH 0
journal, November 2015

  • Cheng, Tao; Xiao, Hai; Goddard, William A.
  • The Journal of Physical Chemistry Letters, Vol. 6, Issue 23
  • DOI: 10.1021/acs.jpclett.5b02247

FT-rairs, eels and leed studies of the adsorption of carbon monoxide on Cu(111)
journal, September 1988