DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Non-equilibrium oxidation states of zirconium during early stages of metal oxidation

Abstract

The chemical state of Zr during the initial, self-limiting stage of oxidation on single crystal zirconium (0001), with oxide thickness on the order of 1 nm, was probed by synchrotron x-ray photoelectron spectroscopy. Quantitative analysis of the Zr 3d spectrum by the spectrum reconstruction method demonstrated the formation of Zr1+, Zr2+, and Zr3+ as non-equilibrium oxidation states, in addition to Zr4+ in the stoichiometric ZrO2. This finding resolves the long-debated question of whether it is possible to form any valence states between Zr0 and Zr4+ at the metal-oxide interface. As a result, the presence of local strong electric fields and the minimization of interfacial energy are assessed and demonstrated as mechanisms that can drive the formation of these non-equilibrium valence states of Zr.

Authors:
 [1];  [2];  [1];  [1]
  1. Massachusetts Inst. of Technology (MIT), Cambridge, MA (United States)
  2. Brookhaven National Lab. (BNL), Upton, NY (United States)
Publication Date:
Research Org.:
Brookhaven National Laboratory (BNL), Upton, NY (United States)
Sponsoring Org.:
USDOE Office of Science (SC), Basic Energy Sciences (BES)
OSTI Identifier:
1234379
Alternate Identifier(s):
OSTI ID: 1420494
Report Number(s):
BNL-111675-2015-JA
Journal ID: ISSN 0003-6951; APPLAB; R&D Project: CO009; KC0302010
Grant/Contract Number:  
SC00112704; 12-026
Resource Type:
Accepted Manuscript
Journal Name:
Applied Physics Letters
Additional Journal Information:
Journal Volume: 106; Journal Issue: 10; Journal ID: ISSN 0003-6951
Publisher:
American Institute of Physics (AIP)
Country of Publication:
United States
Language:
English
Subject:
37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CHEMISTRY; oxidation; electric fields; surface oxidation; photoelectron spectra; X-ray photoelectron spectroscopy

Citation Formats

Ma, Wen, Senanayake, Sanjaya D., Herbert, F. William, and Yildiz, Bilge. Non-equilibrium oxidation states of zirconium during early stages of metal oxidation. United States: N. p., 2015. Web. doi:10.1063/1.4914180.
Ma, Wen, Senanayake, Sanjaya D., Herbert, F. William, & Yildiz, Bilge. Non-equilibrium oxidation states of zirconium during early stages of metal oxidation. United States. https://doi.org/10.1063/1.4914180
Ma, Wen, Senanayake, Sanjaya D., Herbert, F. William, and Yildiz, Bilge. Wed . "Non-equilibrium oxidation states of zirconium during early stages of metal oxidation". United States. https://doi.org/10.1063/1.4914180. https://www.osti.gov/servlets/purl/1234379.
@article{osti_1234379,
title = {Non-equilibrium oxidation states of zirconium during early stages of metal oxidation},
author = {Ma, Wen and Senanayake, Sanjaya D. and Herbert, F. William and Yildiz, Bilge},
abstractNote = {The chemical state of Zr during the initial, self-limiting stage of oxidation on single crystal zirconium (0001), with oxide thickness on the order of 1 nm, was probed by synchrotron x-ray photoelectron spectroscopy. Quantitative analysis of the Zr 3d spectrum by the spectrum reconstruction method demonstrated the formation of Zr1+, Zr2+, and Zr3+ as non-equilibrium oxidation states, in addition to Zr4+ in the stoichiometric ZrO2. This finding resolves the long-debated question of whether it is possible to form any valence states between Zr0 and Zr4+ at the metal-oxide interface. As a result, the presence of local strong electric fields and the minimization of interfacial energy are assessed and demonstrated as mechanisms that can drive the formation of these non-equilibrium valence states of Zr.},
doi = {10.1063/1.4914180},
journal = {Applied Physics Letters},
number = 10,
volume = 106,
place = {United States},
year = {Wed Mar 11 00:00:00 EDT 2015},
month = {Wed Mar 11 00:00:00 EDT 2015}
}

Journal Article:
Free Publicly Available Full Text
Publisher's Version of Record

Citation Metrics:
Cited by: 32 works
Citation information provided by
Web of Science

Save / Share:

Works referenced in this record:

Some thoughts on the mechanisms of in-reactor corrosion of zirconium alloys
journal, February 2005


Atomistic Simulation of Field Enhanced Oxidation of Al (100) Beyond the Mott Potential
journal, March 2009

  • Sankaranarayanan, Subramanian K. R. S.; Kaxiras, Efthimios; Ramanathan, Shriram
  • Physical Review Letters, Vol. 102, Issue 9
  • DOI: 10.1103/PhysRevLett.102.095504

Kinetics of solid-gas reactions characterized by scanning AC nano-calorimetry with application to Zr oxidation
journal, October 2014

  • Xiao, Kechao; Lee, Dongwoo; Vlassak, Joost J.
  • Applied Physics Letters, Vol. 105, Issue 17
  • DOI: 10.1063/1.4900779

Thermodynamic stability of high- K dielectric metal oxides ZrO2 and HfO2 in contact with Si and SiO2
journal, March 2002

  • Gutowski, Maciej; Jaffe, John E.; Liu, Chun-Li
  • Applied Physics Letters, Vol. 80, Issue 11
  • DOI: 10.1063/1.1458692

Corrosion and stress corrosion cracking in supercritical water
journal, September 2007


Intrinsic point-defect equilibria in tetragonal ZrO 2 : Density functional theory analysis with finite-temperature effects
journal, October 2012


Initial oxidation of zirconium and Zircaloy-2 with oxygen and water vapor at room temperature
journal, April 1996


Electrostatic Field Enhancement of Al(111) Oxidation
journal, December 2002


Photoemission from alkali halides: Energies and line shapes
journal, May 1980


Fast vacancy-mediated oxygen ion incorporation across the ceria–gas electrochemical interface
journal, July 2014

  • Feng, Zhuoluo A.; El Gabaly, Farid; Ye, Xiaofei
  • Nature Communications, Vol. 5, Issue 1
  • DOI: 10.1038/ncomms5374

Spin-dependent tunnel junctions with ZrOx barriers
journal, December 2001

  • Wang, Jianguo; Freitas, P. P.; Snoeck, E.
  • Applied Physics Letters, Vol. 79, Issue 26
  • DOI: 10.1063/1.1421232

Oxidation of a polycrystalline titanium surface by oxygen and water
journal, June 2000


Atomic transport mechanisms in thin oxide films grown on zirconium by thermal oxidation, as-derived from 18O-tracer experiments
journal, December 2011


The surface science of titanium dioxide
journal, January 2003


Electrical Properties and Defect Structure of Zirconia: II, Tetragonal Phase and Inversion
journal, September 1965


Growth and characterization of ultrathin zirconia dielectrics grown by ultraviolet ozone oxidation
journal, October 2001

  • Ramanathan, Shriram; Wilk, Glen D.; Muller, David A.
  • Applied Physics Letters, Vol. 79, Issue 16
  • DOI: 10.1063/1.1410871

Ceramic Fuel Cells
journal, March 1993


Oxidation of metal surfaces at 15 K: The quantum nature of oxidation
journal, October 1995


Thermodynamics of the Zr-O system from first-principles calculations
journal, September 2013


An X-ray photoelectron spectroscopy study of the surface oxidation of zirconium
journal, January 1988


Thermodynamic stability of amorphous oxide films on metals: Application to aluminum oxide films on aluminum substrates
journal, August 2000


Memristive switching mechanism for metal/oxide/metal nanodevices
journal, June 2008

  • Yang, J. Joshua; Pickett, Matthew D.; Li, Xuema
  • Nature Nanotechnology, Vol. 3, Issue 7
  • DOI: 10.1038/nnano.2008.160

Electrical Conductivity Studies of Tetragonal Zirconia
journal, January 1966

  • McClaine, L. A.; Coppel, C. P.
  • Journal of The Electrochemical Society, Vol. 113, Issue 1
  • DOI: 10.1149/1.2423870

Towards forming-free resistive switching in oxygen engineered HfO 2−x
journal, February 2014

  • Sharath, S. U.; Bertaud, T.; Kurian, J.
  • Applied Physics Letters, Vol. 104, Issue 6
  • DOI: 10.1063/1.4864653

First-principles calculation of oxygen adsorption on Zr(0001) surface: Possible site occupation between the second and the third layer
journal, November 1996


Effect of oxygen gas pressure on the kinetics of alumina film growth during the oxidation of Al(111) at room temperature
journal, September 2011


Functional Ion Defects in Transition Metal Oxides
journal, August 2013


Growth control of the oxidation state in vanadium oxide thin films
journal, December 2014

  • Lee, Shinbuhm; Meyer, Tricia L.; Park, Sungkyun
  • Applied Physics Letters, Vol. 105, Issue 22
  • DOI: 10.1063/1.4903348

Tuning the Limiting Thickness of a Thin Oxide Layer on Al(111) with Oxygen Gas Pressure
journal, July 2011


Paramagnetic Defects in Polycrystalline Zirconia: An EPR and DFT Study
journal, May 2013

  • Gionco, Chiara; Paganini, Maria Cristina; Giamello, Elio
  • Chemistry of Materials, Vol. 25, Issue 11
  • DOI: 10.1021/cm400728j

An XPS study of the interaction of oxygen with zirconium
journal, August 1989


Resistance switching of the nonstoichiometric zirconium oxide for nonvolatile memory applications
journal, October 2005


The surface and materials science of tin oxide
journal, January 2005


The initial, thermal oxidation of zirconium at room temperature
journal, December 2004

  • Lyapin, A.; Jeurgens, L. P. H.; Graat, P. C. J.
  • Journal of Applied Physics, Vol. 96, Issue 12
  • DOI: 10.1063/1.1809773

Thermochemistry of the UO and ZrO Systems
journal, May 1993


Mechanism for Limiting Thickness of Thin Oxide Films on Aluminum
journal, April 2014


Quantitative analysis of the X-ray photoelectron spectra of zirconium and zirconium oxide
journal, March 2004


Atom probe tomography study of alloying element distributions in Zr alloys and their oxides
journal, November 2013


Theory of the oxidation of metals
journal, January 1949


Electron Localization Determines Defect Formation on Ceria Substrates
journal, July 2005


Oxidation of Pt(111) under Near-Ambient Conditions
journal, November 2011


Structure of zirconium alloy oxides formed in pure water studied with synchrotron radiation and optical microscopy: relation to corrosion rate
journal, January 2004


In Situ X-Ray Photoelectron Spectroscopy of Model Catalysts: At the Edge of the Gap
journal, March 2013


Two-Dimensional Oxide on Pd(111)
journal, June 2002


Prediction of Semimetallic Tetragonal Hf 2 O 3 and Zr 2 O 3 from First Principles
journal, February 2013


Thermal stability of ultrathin ZrO 2 films and structure determination of ZrSi 2 islands on Si(100)
journal, October 2009

  • Schönbohm, Frank; Flüchter, Christian Rolf; Weier, Daniel
  • Physical Review B, Vol. 80, Issue 16
  • DOI: 10.1103/PhysRevB.80.165323

Structure and electrical levels of point defects in monoclinic zirconia
journal, November 2001


An electron spectroscopic study of the surface oxidation of glassy and crystalline Cu-Zr alloys
journal, February 1984


Quantitative analysis of the plasmon loss intensities in x-ray photoelectron spectra of magnesium
journal, January 2002

  • Kurth, M.; Graat, P. C. J.
  • Surface and Interface Analysis, Vol. 34, Issue 1
  • DOI: 10.1002/sia.1287

Zirconia as a Sliding Material: Histologic, Laboratory, and Clinical Data
journal, January 2000


Works referencing / citing this record:

Valence band behaviour of zirconium oxide, Photoelectron and Auger spectroscopy study
journal, November 2018


The Initial Stage in Oxidation of ZrNiSn (Half Heusler) Alloy by Oxygen
journal, May 2019

  • Appel, Oshrat; Breuer, Gil; Cohen, Shai
  • Materials, Vol. 12, Issue 9
  • DOI: 10.3390/ma12091509

Electrocatalytic Evaluation of Highly Stable Pt/ZrO 2 Electrocatalysts for the Methanol Oxidation Reaction Synthesized Without the Assistance of Any Carbon Support
journal, March 2019

  • Aguilar‐Vallejo, Angélica; Álvarez‐Contreras, Lorena; Guerra‐Balcázar, Minerva
  • ChemElectroChem, Vol. 6, Issue 7
  • DOI: 10.1002/celc.201900220

Valence band behaviour of zirconium oxide, Photoelectron and Auger spectroscopy study
journal, November 2018


Zirconium carbide oxidation: Kinetics and oxygen diffusion through the intermediate layer
journal, February 2018

  • Gasparrini, Claudia; Chater, Richard J.; Horlait, Denis
  • Journal of the American Ceramic Society, Vol. 101, Issue 6
  • DOI: 10.1111/jace.15479

DC electrical degradation of YSZ: Voltage‐controlled electrical metallization of a fast ion conducting insulator
journal, January 2020

  • Alvarez, Ana; Dong, Yanhao; Chen, I‐Wei
  • Journal of the American Ceramic Society, Vol. 103, Issue 5
  • DOI: 10.1111/jace.17004

Zirconium carbide oxidation: Kinetics and oxygen diffusion through the intermediate layer
journal, February 2018

  • Gasparrini, Claudia; Chater, Richard J.; Horlait, Denis
  • Journal of the American Ceramic Society, Vol. 101, Issue 6
  • DOI: 10.1111/jace.15479