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Title: LITERATURE SEARCH FOR METHODS FOR HAZARD ANALYSES OF AIR CARRIER OPERATIONS.

Technical Report ·
DOI:https://doi.org/10.2172/799475· OSTI ID:799475

Representatives of the Federal Aviation Administration (FAA) and several air carriers under Title 14 of the Code of Federal Regulations (CFR) Part 121 developed a system-engineering model of the functions of air-carrier operations. Their analyses form the foundation or basic architecture upon which other task areas are based: hazard analyses, performance measures, and risk indicator design. To carry out these other tasks, models may need to be developed using the basic architecture of the Air Carrier Operations System Model (ACOSM). Since ACOSM encompasses various areas of air-carrier operations and can be used to address different task areas with differing but interrelated objectives, the modeling needs are broad. A literature search was conducted to identify and analyze the existing models that may be applicable for pursuing the task areas in ACOSM. The intent of the literature search was not necessarily to identify a specific model that can be directly used, but rather to identify relevant ones that have similarities with the processes and activities defined within ACOSM. Such models may provide useful inputs and insights in structuring ACOSM models. ACOSM simulates processes and activities in air-carrier operation, but, in a general framework, it has similarities with other industries where attention also has been paid to hazard analyses, emphasizing risk management, and in designing risk indicators. To assure that efforts in other industries are adequately considered, the literature search includes publications from other industries, e.g., chemical, nuclear, and process industries. This report discusses the literature search, the relevant methods identified and provides a preliminary assessment of their use in developing the models needed for the ACOSM task areas. A detailed assessment of the models has not been made. Defining those applicable for ACOSM will need further analyses of both the models and tools identified. The report is organized in four chapters. Chapter 2 briefly describes ACOSM, and its structure, using the format of the Integrated Definition Function Model (IDEFO). A reader who is familiar with ACOSM may want to skip this chapter and continue with Chapter 3 that discusses the process we used for identifying applicable approaches for hazard analysis of air-carrier operations as modeled in ACOSM. It consisted of the following three main steps: (1) Search the literature containing articles related to hazard- or risk-analysis with potential applicability to air-carrier operations, (2) Review the selected publications and identify those with possible relevance to ACOSM, and (3) Group the selected publications or methods according to certain characteristics, such as their pertinence to specific areas of ACOSM. Chapter 4 discusses the applicability of the identified approaches to ACOSM, the areas of methods development, and comments related to methods development for ACOSM. The following areas were defined to identify the methods that may be applicable for ACOSM: (1) Identification of hazards associated with operations and activities; (2) Hazard-assessment techniques; (3) Modeling dependencies and interrelations leading to vulnerabilities; (4) Risk-management tools; (5) Data-assessment techniques; and (6) Risk-indicator identification. In addition, issues of human reliability and operational culture are relevant for all the above areas. They are expected to be addressed within each of them. We do not include in this report all the lists of publications that we obtained because they are voluminous. We keep them in our records which are available to the interested reader.

Research Organization:
Brookhaven National Lab. (BNL), Upton, NY (United States)
Sponsoring Organization:
FEDERAL AVIATION ADMINISTRATION/DOE/ER (US)
DOE Contract Number:
AC02-98CH10886
OSTI ID:
799475
Report Number(s):
BNL-69279; R&D Project: 09710; 09710; TRN: US200302%%771
Resource Relation:
Other Information: PBD: 1 Jul 2002; PBD: 1 Jul 2002
Country of Publication:
United States
Language:
English