skip to main content
OSTI.GOV title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: An atomistic mechanism study of GaN step-flow growth in vicinal m-plane orientations

Journal Article · · Physical Chemistry Chemical Physics. PCCP
DOI:https://doi.org/10.1039/c6cp04479d· OSTI ID:1352599
 [1];  [1];  [2]
  1. Beijing University of Technology (China). College of Materials Science and Engineering
  2. Argonne National Lab. (ANL), Argonne, IL (United States). Materials Science Division

We present elucidation of homoepitaxial growth mechanisms on vicinal non-polar surfaces of GaN that is highly important for gaining an understanding of and control thin film surface morphology and properties. Using first-principles calculations, we study the step-flow growth in m-plane GaN based on atomic row nucleation and kink propagation kinetics. Ga–N dimer adsorption onto the m-plane is energetically more favorable than that of Ga and N isolated adatoms. Therefore, we have treated the dimers as the dominant growth species attached to the step edges. By calculating the free energies of sequentially attached Ga–N dimers, we have elucidated that the a-step edge kink growth proceeds by parallel attachment rather than by across the step edge approach. We found a series of favorable configurations of kink propagation and calculated the free energy and nucleation barriers for kink evolution on five types of step edges (a, +c, -c, +a + c, and -a - c). By changing the chemical potential μGa and the excess chemical potential Δμ, the growth velocities at the five types of edges are controlled by the corresponding kink pair nucleation barrier E* in their free energy profiles. To explore the kink-flow growth instability observed at different Ga/N flux ratios, calculations of kink pairs on the incompact -c and +c-step edges are further performed to study their formation energies. Variations of these step edge morphologies with a tuned chemical environment are consistent with previous experimental observations, including stable diagonal ±a ± c-direction steps. In conclusion, our work provides a first-principles approach to explore step growth and surface morphology of the vicinal m-plane GaN, which is applicable to analyze and control the step-flow growth of other binary thin films.

Research Organization:
Argonne National Lab. (ANL), Argonne, IL (United States)
Sponsoring Organization:
USDOE Office of Science (SC), Basic Energy Sciences (BES); National Natural Science Foundation of China (NSFC); Beijing University of Technology (China)
Grant/Contract Number:
AC02-06CH11357
OSTI ID:
1352599
Journal Information:
Physical Chemistry Chemical Physics. PCCP, Vol. 18, Issue 42; ISSN 1463-9076
Publisher:
Royal Society of ChemistryCopyright Statement
Country of Publication:
United States
Language:
English
Citation Metrics:
Cited by: 3 works
Citation information provided by
Web of Science

References (35)

Steps on anatase TiO2(101) journal July 2006
Real-time x-ray studies of crystal growth modes during metal-organic vapor phase epitaxy of GaN on c- and m-plane single crystals journal August 2014
Prospects for LED lighting journal April 2009
Edge Diffusion during Growth: The Kink Ehrlich-Schwoebel Effect and Resulting Instabilities journal May 1999
Computing Equilibrium Shapes of Wurtzite Crystals: The Example of GaN journal August 2015
Contrasting Behavior of Carbon Nucleation in the Initial Stages of Graphene Epitaxial Growth on Stepped Metal Surfaces journal May 2010
Atomistic Processes in the Early Stages of Thin-Film Growth journal April 1997
Efficient iterative schemes for ab initio total-energy calculations using a plane-wave basis set journal October 1996
Computational and experimental studies on the growth of nonpolar surfaces of gallium nitride journal March 2010
Photocatalytic Water Oxidation at the GaN (101̅0)−Water Interface journal July 2010
Step-flow anisotropy of the m -plane GaN ( 1 1 ¯ 00 ) grown under nitrogen-rich conditions by plasma-assisted molecular beam epitaxy journal June 2011
Periodic boundary conditions in ab initio calculations journal February 1995
The role of hydroxylation in the step stability and in the interaction between steps: a first-principles study of vicinal MgO surfaces journal January 2012
Lighting for the 21st century with laser diodes based on non-basal plane orientations of GaN journal July 2015
Surface morphology evolution of m-plane (11¯00) GaN during molecular beam epitaxy growth: Impact of Ga/N ratio, miscut direction, and growth temperature journal July 2013
Kink energy and kink dipole moments on vicinal Au(001) in halide electrolytes journal January 2014
Orientation-Dependent Growth Mechanisms of Graphene Islands on Ir(111) journal December 2014
Semiempirical GGA-type density functional constructed with a long-range dispersion correction journal January 2006
Equilibrium at the edge and atomistic mechanisms of graphene growth journal September 2012
Determining absolute orientation-dependent step energies: a general theory for the Wulff-construction and for anisotropic two-dimensional island shape fluctuations journal January 2003
Stable vicinal step orientations in m-plane GaN journal February 2015
GaN m -plane: Atomic structure, surface bands, and optical response journal January 2015
Improved tangent estimate in the nudged elastic band method for finding minimum energy paths and saddle points journal December 2000
Carbon Dimers as the Dominant Feeding Species in Epitaxial Growth and Morphological Phase Transition of Graphene on Different Cu Substrates journal May 2015
Growth Mechanism and Morphology of Hexagonal Boron Nitride journal January 2016
Theory of GaN ( 10 1 ¯ 0 ) and ( 11 2 ¯ 0 ) surfaces journal April 1996
Anisotropic Step-Flow Growth and Island Growth of GaN(0001) by Molecular Beam Epitaxy journal March 1999
Edge-controlled growth and kinetics of single-crystal graphene domains by chemical vapor deposition journal December 2013
Step-Controlled Strain Relaxation in the Vicinal Surface Epitaxy of Nitrides journal August 2005
Morphological instability of a terrace edge during step-flow growth journal March 1990
Critical impact of Ehrlich–Schwöbel barrier on GaN surface morphology during homoepitaxial growth journal January 2016
Molecular Dynamics Simulations of Solvation and Kink Site Formation at the {001} Barite−Water Interface journal November 2008
Large anisotropic adatom kinetics on nonpolar GaN surfaces: Consequences for surface morphologies and nanowire growth journal June 2009
Nitride semiconductors free of electrostatic fields for efficient white light-emitting diodes journal August 2000
Growth of Carbon Structures on Stepped (211)Co Surfaces journal May 2009

Cited By (1)

Kinetic instability of AlGaN alloys during MBE growth under metal-rich conditions on m-plane GaN miscut towards the -c axis journal April 2018

Similar Records

Kinetic Monte Carlo simulations of GaN homoepitaxy on c- and m-plane surfaces
Journal Article · Wed Apr 12 00:00:00 EDT 2017 · Journal of Chemical Physics · OSTI ID:1352599

Step-flow anisotropy of the m-plane GaN (1100) grown under nitrogen-rich conditions by plasma-assisted molecular beam epitaxy
Journal Article · Wed Jun 15 00:00:00 EDT 2011 · Physical Review. B, Condensed Matter and Materials Physics · OSTI ID:1352599

Instability and Wavelength Selection during Step Flow Growth of Metal Surfaces Vicinal to fcc(001)
Journal Article · Mon Jun 04 00:00:00 EDT 2001 · Physical Review Letters · OSTI ID:1352599