DOE PAGES title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: $$$${\mathcal{P}}{\mathcal{T}}$$$$-Symmetric Effective Model for Nonequilibrium Phase Transitions in a Dissipative Fermionic Mott Insulator Chain

Abstract

Nonequilibrium phase transitions in open dissipative systems can be described as instabilities in the spectra and wavefunctions of effective non-Hermitian Hamiltonians invariant under simultaneous parity (P) and time-reversal (T) transformations. The degree of non-Hermiticity reflects the strength of the external drive and dissipation, and the transition is described as a loss of the PT symmetry of the solutions corresponding to stationary low-drive dynamics. This approach has been successfully applied to spin, superconducting, and Mott insulator systems. However, the microscopic foundations for the employed phenomenological models are currently lacking. Here we propose a microscopic mechanism leading to the PT-symmetric effective model in the context of the nonequilibrium Mott transition in a dissipative Hubbard chain. Our model comprises a half-filled fermionic Hubbard chain subject to a constant electric field. The dissipation is introduced via the electron-phonon coupling. We obtain the explicit expressions for the non-Hermitian parameter in terms of the electron-phonon coupling strength and driving field. Analyzing the implications of microscopic model, we find a re-entrant Mott insulator with the increasing electric field for phonon density of states that increases slower than the square of the energy (such as in one or two dimensions), or varies non-monotonously with energy.

Authors:
 [1]; ORCiD logo [2]
  1. Tata Inst. of Fundamental Research, Mumbai (India)
  2. Argonne National Lab. (ANL), Argonne, IL (United States); Univ. of Chicago, IL (United States)
Publication Date:
Research Org.:
Argonne National Lab. (ANL), Argonne, IL (United States)
Sponsoring Org.:
USDOE Office of Science (SC), Basic Energy Sciences (BES). Materials Sciences & Engineering Division; Government of India
OSTI Identifier:
1662011
Grant/Contract Number:  
AC02-06CH11357; DST/SJF/PSA-0212012-13
Resource Type:
Accepted Manuscript
Journal Name:
Scientific Reports
Additional Journal Information:
Journal Volume: 10; Journal Issue: 1; Journal ID: ISSN 2045-2322
Publisher:
Nature Publishing Group
Country of Publication:
United States
Language:
English
Subject:
36 MATERIALS SCIENCE; Phase transitions and critical phenomena

Citation Formats

Tripathi, V., and Vinokour, V. M. $${\mathcal{P}}{\mathcal{T}}$$-Symmetric Effective Model for Nonequilibrium Phase Transitions in a Dissipative Fermionic Mott Insulator Chain. United States: N. p., 2020. Web. doi:10.1038/s41598-020-64222-x.
Tripathi, V., & Vinokour, V. M. $${\mathcal{P}}{\mathcal{T}}$$-Symmetric Effective Model for Nonequilibrium Phase Transitions in a Dissipative Fermionic Mott Insulator Chain. United States. https://doi.org/10.1038/s41598-020-64222-x
Tripathi, V., and Vinokour, V. M. Wed . "$${\mathcal{P}}{\mathcal{T}}$$-Symmetric Effective Model for Nonequilibrium Phase Transitions in a Dissipative Fermionic Mott Insulator Chain". United States. https://doi.org/10.1038/s41598-020-64222-x. https://www.osti.gov/servlets/purl/1662011.
@article{osti_1662011,
title = {$${\mathcal{P}}{\mathcal{T}}$$-Symmetric Effective Model for Nonequilibrium Phase Transitions in a Dissipative Fermionic Mott Insulator Chain},
author = {Tripathi, V. and Vinokour, V. M.},
abstractNote = {Nonequilibrium phase transitions in open dissipative systems can be described as instabilities in the spectra and wavefunctions of effective non-Hermitian Hamiltonians invariant under simultaneous parity (P) and time-reversal (T) transformations. The degree of non-Hermiticity reflects the strength of the external drive and dissipation, and the transition is described as a loss of the PT symmetry of the solutions corresponding to stationary low-drive dynamics. This approach has been successfully applied to spin, superconducting, and Mott insulator systems. However, the microscopic foundations for the employed phenomenological models are currently lacking. Here we propose a microscopic mechanism leading to the PT-symmetric effective model in the context of the nonequilibrium Mott transition in a dissipative Hubbard chain. Our model comprises a half-filled fermionic Hubbard chain subject to a constant electric field. The dissipation is introduced via the electron-phonon coupling. We obtain the explicit expressions for the non-Hermitian parameter in terms of the electron-phonon coupling strength and driving field. Analyzing the implications of microscopic model, we find a re-entrant Mott insulator with the increasing electric field for phonon density of states that increases slower than the square of the energy (such as in one or two dimensions), or varies non-monotonously with energy.},
doi = {10.1038/s41598-020-64222-x},
journal = {Scientific Reports},
number = 1,
volume = 10,
place = {United States},
year = {Wed Apr 29 00:00:00 EDT 2020},
month = {Wed Apr 29 00:00:00 EDT 2020}
}

Journal Article:
Free Publicly Available Full Text
Publisher's Version of Record

Citation Metrics:
Cited by: 1 work
Citation information provided by
Web of Science

Save / Share:

Works referenced in this record:

Parity-time symmetry-breaking mechanism of dynamic Mott transitions in dissipative systems
journal, July 2016


Exceptional points in optics and photonics
journal, January 2019


Parity-time symmetry meets photonics: A new twist in non-Hermitian optics
journal, December 2017


Spin-orbit coupling manipulating composite topological spin textures in atomic-molecular Bose-Einstein condensates
journal, February 2017


Dielectric breakdown of a Mott insulator
journal, August 2012


Phonon-assisted hopping of an electron on a Wannier-Stark ladder in a strong electric field
journal, August 1987


Hopping conduction in strong electric fields and directed percolation
journal, April 1981


Critical behavior at a dynamic vortex insulator-to-metal transition
journal, September 2015

  • Poccia, Nicola; Baturina, Tatyana I.; Coneri, Francesco
  • Science, Vol. 349, Issue 6253
  • DOI: 10.1126/science.1260507

Bifurcation Diagram and Pattern Formation of Phase Slip Centers in Superconducting Wires Driven with Electric Currents
journal, October 2007


Scaling universality at the dynamic vortex Mott transition
journal, January 2018


Onset of superconductivity in a voltage-biased normal-superconducting-normal microbridge
journal, January 2013


Dielectric Breakdown of Mott Insulators in Dynamical Mean-Field Theory
journal, September 2010


Real Spectra in Non-Hermitian Hamiltonians Having P T Symmetry
journal, June 1998


Keldysh field theory of a driven dissipative Mott insulator: Nonequilibrium response and phase transitions
journal, June 2019


Vortex pinning and the non-Hermitian Mott transition
journal, November 1998


PT-symmetry in optics
journal, November 2014


Nonlinear waves in PT -symmetric systems
journal, July 2016


Localization Transitions in Non-Hermitian Quantum Mechanics
journal, July 1996


Breakdown of the Mott insulator: Exact solution of an asymmetric Hubbard model
journal, December 1998


Parity-time symmetry breaking in spin chains
journal, May 2018


The problem of directed percolation
journal, April 1980


Ground-State Decay Rate for the Zener Breakdown in Band and Mott Insulators
journal, September 2005


Parity–time-symmetric whispering-gallery microcavities
journal, April 2014

  • Peng, Bo; Özdemir, Şahin Kaya; Lei, Fuchuan
  • Nature Physics, Vol. 10, Issue 5
  • DOI: 10.1038/nphys2927

Non-Hermitian photonics based on parity–time symmetry
journal, November 2017


Spontaneous PT -symmetry breaking in non-Hermitian Kitaev and extended Kitaev models
journal, July 2015


Nonequilibrium steady states of electric field driven Mott insulators
journal, August 2018


Dielectric Breakdown of the Insulating Charge-Ordered State in La 2 x Sr x NiO 4
journal, December 1999