skip to main content
OSTI.GOV title logo U.S. Department of Energy
Office of Scientific and Technical Information

Title: Land surface model parameter optimisation using in situ flux data: comparison of gradient-based versus random search algorithms (a case study using ORCHIDEE v1.9.5.2)

Journal Article · · Geoscientific Model Development (Online)
 [1]; ORCiD logo [2];  [3];  [4]; ORCiD logo [5];  [4]
  1. Commissariat a l'Energie Atomique et aux Energies Alternatives (CEA-Saclay), Gif-sur-Yvette (France). Climate and Environmental Sciences Lab.; Russian Academy of Sciences (RAS), Ekaterinburg (Russian Federation). Inst. of Industrial Ecology
  2. Commissariat a l'Energie Atomique et aux Energies Alternatives (CEA-Saclay), Gif-sur-Yvette (France). Climate and Environmental Sciences Lab.; Univ. of Arizona, Tucson, AZ (United States)
  3. Noveltis, Labège (France)
  4. Commissariat a l'Energie Atomique et aux Energies Alternatives (CEA-Saclay), Gif-sur-Yvette (France). Climate and Environmental Sciences Lab.
  5. Univ. of Aberdeen (United Kingdom)

Land surface models (LSMs), which form the land component of earth system models, rely on numerous processes for describing carbon, water and energy budgets, often associated with highly uncertain parameters. Data assimilation (DA) is a useful approach for optimising the most critical parameters in order to improve model accuracy and refine future climate predictions. In this study, we compare two different DA methods for optimising the parameters of seven plant functional types (PFTs) of the ORCHIDEE LSM using daily averaged eddy-covariance observations of net ecosystem exchange and latent heat flux at 78 sites across the globe. We perform a technical investigation of two classes of minimisation methods – local gradient-based (the L-BFGS-B algorithm, limited memory Broyden–Fletcher–Goldfarb–Shanno algorithm with bound constraints) and global random search (the genetic algorithm) – by evaluating their relative performance in terms of the model–data fit and the difference in retrieved parameter values. We examine the performance of each method for two cases: when optimising parameters at each site independently (“single-site” approach) and when simultaneously optimising the model at all sites for a given PFT using a common set of parameters (“multi-site” approach). We find that for the single site case the random search algorithm results in lower values of the cost function (i.e. lower model–data root mean square differences) than the gradient-based method; the difference between the two methods is smaller for the multi-site optimisation due to a smoothing of the cost function shape with a greater number of observations. The spread of the cost function, when performing the same tests with 16 random first-guess parameters, is much larger with the gradient-based method, due to the higher likelihood of being trapped in local minima. When using pseudo-observation tests, the genetic algorithm results in a closer approximation of the true posterior parameter value in the L-BFGS-B algorithm. We demonstrate the advantages and challenges of different DA techniques and provide some advice on using it for the LSM parameter optimisation.

Research Organization:
Oregon State Univ., Corvallis, OR (United States)
Sponsoring Organization:
USDOE Office of Science (SC), Biological and Environmental Research (BER); National Science Foundation (NSF)
Grant/Contract Number:
FG02-04ER63911; FG02-04ER63917
OSTI ID:
1609581
Journal Information:
Geoscientific Model Development (Online), Vol. 11, Issue 12; ISSN 1991-9603
Publisher:
European Geosciences UnionCopyright Statement
Country of Publication:
United States
Language:
English
Citation Metrics:
Cited by: 17 works
Citation information provided by
Web of Science

References (50)

The REFLEX project: Comparing different algorithms and implementations for the inversion of a terrestrial ecosystem model against eddy covariance data journal October 2009
Ecosystem model optimization using in situ flux observations: benefit of Monte Carlo versus variational schemes and analyses of the year-to-year model performances journal January 2014
Inverse Problem Theory and Methods for Model Parameter Estimation book January 2005
Generating efficient derivative code with TAF journal October 2005
Climate change projections using the IPSL-CM5 Earth System Model: from CMIP3 to CMIP5 journal February 2013
Constraining a land-surface model with multiple observations by application of the MPI-Carbon Cycle Data Assimilation System V1.0 journal January 2016
Conditions for successful data assimilation: CONDITIONS FOR DATA ASSIMILATION journal October 2013
Estimation of Community Land Model parameters for an improved assessment of net carbon fluxes at European sites: Estimation of CLM Parameters journal March 2017
Uncertainties in CMIP5 Climate Projections due to Carbon Cycle Feedbacks journal January 2014
Correcting eddy-covariance flux underestimates over a grassland journal June 2000
Using satellite data to improve the leaf phenology of a global terrestrial biosphere model journal January 2015
Factorial Sampling Plans for Preliminary Computational Experiments journal May 1991
A Limited Memory Algorithm for Bound Constrained Optimization journal September 1995
On improving the communication between models and data: Communication between models and data journal January 2013
SECHIBA, a New Set of Parameterizations of the Hydrologic Exchanges at the Land-Atmosphere Interface within the LMD Atmospheric General Circulation Model journal February 1993
Toward more realistic projections of soil carbon dynamics by Earth system models: SOIL CARBON MODELING journal January 2016
Recent trends and drivers of regional sources and sinks of carbon dioxide journal January 2015
OptIC project: An intercomparison of optimization techniques for parameter estimation in terrestrial biogeochemical models journal January 2007
The potential benefit of using forest biomass data in addition to carbon and water flux measurements to constrain ecosystem model parameters: Case studies at two temperate forest sites journal March 2017
Bayesian calibration of process-based forest models: bridging the gap between models and data journal July 2005
Filling the gaps in meteorological continuous data measured at FLUXNET sites with ERA-Interim reanalysis journal January 2015
On the capability of Monte Carlo and adjoint inversion techniques to derive posterior parameter uncertainties in terrestrial ecosystem models: COMPARISON OF INVERSION TECHNIQUES journal September 2012
Joint assimilation of eddy covariance flux measurements and FAPAR products over temperate forests within a process‐oriented biosphere model journal September 2015
A dynamic global vegetation model for studies of the coupled atmosphere-biosphere system: DVGM FOR COUPLED CLIMATE STUDIES journal February 2005
Global response of terrestrial ecosystem structure and function to CO 2 and climate change: results from six dynamic global vegetation models journal April 2001
Land-surface parameter optimisation using data assimilation techniques: the adJULES system V1.0 journal January 2016
Constraining a global ecosystem model with multi-site eddy-covariance data journal January 2012
Model–data fusion across ecosystems: from multisite optimizations to global simulations journal January 2014
Practical Genetic Algorithms book May 2003
Investigating the role of prior and observation error correlations in improving a model forecast of forest carbon balance using Four-dimensional Variational data assimilation journal November 2016
Estimating parameters of a forest ecosystem C model with measurements of stocks and fluxes as joint constraints journal April 2010
Simultaneous assimilation of satellite and eddy covariance data for improving terrestrial water and carbon simulations at a semi-arid woodland site in Botswana journal January 2013
Estimating diurnal to annual ecosystem parameters by synthesis of a carbon flux model with eddy covariance net ecosystem exchange observations journal February 2005
Estimating transpiration and the sensitivity of carbon uptake to water availability in a subalpine forest using a simple ecosystem process model informed by measured net CO2 and H2O fluxes journal September 2008
Optimizing a process-based ecosystem model with eddy-covariance flux measurements: A pine forest in southern France: MODEL OPTIMIZATION USING FLUX DATA journal May 2007
Assessing parameter variability in a photosynthesis model within and between plant functional types using global Fluxnet eddy covariance data journal January 2011
Consistent assimilation of multiple data streams in a carbon cycle data assimilation system journal January 2016
A new stepwise carbon cycle data assimilation system using multiple data streams to constrain the simulated land surface carbon cycle journal January 2016
Improving land surface models with FLUXNET data journal January 2009
Parameter and prediction uncertainty in an optimized terrestrial carbon cycle model: Effects of constraining variables and data record length journal January 2011
Factorial Sampling Plans for Preliminary Computational Experiments journal May 1991
Ecosystem model optimization using in situ flux observations: Benefit of Monte Carlo versus variational schemes and analyses of the year-to-year model performances text January 2014
Using satellite data to improve the leaf phenology of a global Terrestrial Biosphere Model journal January 2015
Practical Genetic Algorithms journal September 2005
Improving land surface models with FLUXNET data journal January 2009
Recent trends and drivers of regional sources and sinks of carbon dioxide text January 2015
Inverse modeling of seasonal drought effects on canopy CO 2 /H 2 O exchange in three Mediterranean ecosystems journal January 2003
Evaluating the Land and Ocean Components of the Global Carbon Cycle in the CMIP5 Earth System Models journal September 2013
Toward more realistic projections of soil carbon dynamics by Earth system models text January 2016
Conditions for successful data assimilation text January 2013

Cited By (1)

Developments and applications of terrestrial biosphere model journal January 2020

Similar Records

Pre-conditioned BFGS-based uncertainty quantification in elastic full-waveform inversion
Journal Article · Tue Sep 21 00:00:00 EDT 2021 · Geophysical Journal International · OSTI ID:1609581

Automatic history matching with variable-metric methods
Journal Article · Mon Aug 01 00:00:00 EDT 1988 · SPE (Society of Petroleum Engineers) Reservoir Engineering; (USA) · OSTI ID:1609581

Image registration with auto-mapped control volumes
Journal Article · Sat Apr 15 00:00:00 EDT 2006 · Medical Physics · OSTI ID:1609581

Related Subjects